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OFS Capital

35 hedge funds and large institutions have $27.9M invested in OFS Capital in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.01% less ownership

Funds ownership: 19.96%17.95% (-2%)

3% less funds holding

Funds holding: 3635 (-1)

13% less capital invested

Capital invested by funds: $32M → $27.9M (-$4.14M)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$6.37M -$91.4K -7,952 -1%
BTS
2
BB&T Securities
Virginia
$4.84M -$303K -26,361 -6%
AAM
3
Advisors Asset Management
Colorado
$3.34M -$140K -12,205 -4%
UBS Group
4
UBS Group
Switzerland
$2.11M -$67.2K -5,845 -3%
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$2.1M -$157K -13,704 -7%
VEA
6
Virtus ETF Advisers
New York
$2.06M +$271K +23,553 +15%
Morgan Stanley
7
Morgan Stanley
New York
$1.34M -$5.34K -465 -0.4%
MCM
8
McKinley Capital Management
Alaska
$997K -$129K -11,256 -12%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$858K -$57.8K -5,025 -6%
WCM
10
Wedge Capital Management
North Carolina
$719K
OAM
11
Oxford Asset Management
United Kingdom
$394K +$185K +16,094 +90%
WSL
12
Western Standard LLC
California
$292K -$834K -72,563 -74%
WA
13
Wealthstar Advisors
Texas
$262K -$28.5K -2,480 -10%
SPC
14
Sigma Planning Corp
Michigan
$262K +$17.2K +1,493 +7%
LSV Asset Management
15
LSV Asset Management
Illinois
$248K
Wells Fargo
16
Wells Fargo
California
$226K +$4.46K +388 +2%
CAM
17
Concorde Asset Management
Michigan
$221K +$218K +19,011 New
Acadian Asset Management
18
Acadian Asset Management
Massachusetts
$210K +$26.5K +2,306 +15%
Stifel Financial
19
Stifel Financial
Missouri
$184K
Squarepoint
20
Squarepoint
New York
$181K +$51.9K +4,514 +41%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$135K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$128K +$126K +11,000 New
Russell Investments Group
23
Russell Investments Group
United Kingdom
$115K -$306K -26,625 -73%
JP Morgan Chase
24
JP Morgan Chase
New York
$105K +$85.3K +7,420 +461%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$41K -$348K -30,271 -90%

OFS Hedge Fund Activity: Q3 2019 in Review

35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2019, worth a combined $27.9M — down 13% from $32M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OFS and 5 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 10 added.

The largest buyer was Virtus ETF Advisers, adding an estimated $271K. The largest seller was Muzinich & Co, exiting entirely with an estimated $1.03M sold.

  • 35 institutional investors held OFS Capital (OFS) as of Q3 2019, down from 36 in Q2 2019.
  • Funds reported $27.9M of OFS Capital stock for Q3 2019, down 13% quarter-over-quarter.
  • 5 funds opened new OFS Capital positions in Q3 2019 and 6 closed out, a net change of -1 holder.
  • The largest OFS Capital buyer in Q3 2019 was Virtus ETF Advisers, an estimated $271K added.
  • The largest OFS Capital seller in Q3 2019 was Muzinich & Co, an estimated $1.03M sold.

Based on aggregated 13F filings for Q3 2019.