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OFS Capital

21 hedge funds and large institutions have $21.8M invested in OFS Capital in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

5% more capital invested

Capital invested by funds: $20.8M → $21.8M (+$967K)

13% less funds holding

Funds holding: 2421 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$5.29M +$844K +66,203 +19%
CIM
2
Confluence Investment Management
Missouri
$3.54M +$205K +16,096 +6%
HCS
3
Harvest Capital Strategies
California
$2.11M +$193K +15,127 +10%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.96M +$96.9K +7,602 +5%
CCM
5
Corsair Capital Management
New York
$1.7M -$28.2K -2,212 -2%
CCA
6
Catalyst Capital Advisors
New York
$1.47M +$1.13M +88,500 +305%
PRCM
7
Pine River Capital Management
Minnesota
$1.34M -$93.1K -7,300 -6%
PWP
8
Private Wealth Partners
California
$920K +$62.5K +4,900 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$914K +$578K +45,350 +164%
OC
10
Oppenheimer & Co
New York
$661K -$12.1K -952 -2%
RCM
11
Rivernorth Capital Management
Florida
$582K -$1.43M -112,210 -71%
BFA
12
BlackRock Fund Advisors
California
$392K +$48.4K +3,795 +14%
AIM
13
Allen Investment Management
New York
$332K +$339K +26,577 New
WRM
14
Westport Resources Management
Connecticut
$265K +$112K +8,800 +71%
YMRC
15
Yorktown Management & Research Company
Virginia
$135K
Morgan Stanley
16
Morgan Stanley
New York
$80K -$45.2K -3,548 -36%
Barclays
17
Barclays
United Kingdom
$78K -$6.15K -482 -7%
US Bancorp
18
US Bancorp
Minnesota
$29K
Bank of America
19
Bank of America
North Carolina
$12K +$12.2K +958 +7,369%
TRCT
20
Tower Research Capital (TRC)
New York
$10K +$3.32K +260 +48%
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$4.12K
BIG
22
Blackthorn Investment Group
Kansas
-$354K -27,628 Closed
PCM
23
Prelude Capital Management
New York
-$116K -9,050 Closed
Credit Agricole
24
Credit Agricole
France
-$26K -2,046 Closed

OFS Hedge Fund Activity: Q1 2014 in Review

21 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2014, worth a combined $21.8M — up 4.6% from $20.8M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of OFS and 1 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 11 added.

The largest buyer was Catalyst Capital Advisors, adding an estimated $1.13M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.43M.

  • 21 institutional investors held OFS Capital (OFS) as of Q1 2014, down from 24 in Q4 2013.
  • Funds reported $21.8M of OFS Capital stock for Q1 2014, up 4.6% quarter-over-quarter.
  • 1 fund opened new OFS Capital positions in Q1 2014 and 4 closed out, a net change of -3 holders.
  • The largest OFS Capital buyer in Q1 2014 was Catalyst Capital Advisors, an estimated $1.13M added.
  • The largest OFS Capital seller in Q1 2014 was Rivernorth Capital Management, an estimated $1.43M sold.

Based on aggregated 13F filings for Q1 2014.