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OFS Capital
OFS

18 hedge funds and large institutions have $14.8M invested in OFS Capital in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

0% more funds holding

Funds holding: 18 → 18 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

38% less capital invested

Capital invested by funds: $23.8M → $14.8M (-$8.97M)

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DCM
Dialectic Capital Management
Connecticut
+$182K
2
AAM
Advisors Asset Management
Colorado
+$142K
3
CIM
Confluence Investment Management
Missouri
+$81.9K
4
TRCT
Tower Research Capital (TRC)
New York
+$27K
5
Morgan Stanley
Morgan Stanley
New York
+$17.7K

Top Sellers

Rank Fund Capital Flow
1
HCS
Harvest Capital Strategies
California
-$3.09M
2
UBS Group
UBS Group
Switzerland
-$2.99M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$370K
4
WRM
Westport Resources Management
Connecticut
-$82K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$72K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.15M +$142K +12,856 +3%
CIM
2
Confluence Investment Management
Missouri
$3.37M +$81.9K +7,395 +2%
UBS Group
3
UBS Group
Switzerland
$1.99M -$2.99M -269,982 -58%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.06M -$72K -6,500 -6%
CCM
5
Corsair Capital Management
New York
$862K -$49.8K -4,494 -5%
BCM
6
Bridgeway Capital Management
Texas
$701K – – –
DCM
7
Dialectic Capital Management
Connecticut
$680K +$182K +16,400 +33%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$523K -$370K -33,376 -40%
Morgan Stanley
9
Morgan Stanley
New York
$157K +$17.7K +1,597 +12%
Wells Fargo
10
Wells Fargo
California
$153K +$11.1K +999 +7%
Citigroup
11
Citigroup
New York
$44K -$3.77K -340 -7%
Deutsche Bank
12
Deutsche Bank
Germany
$38K – – –
TRCT
13
Tower Research Capital (TRC)
New York
$30K +$27K +2,441 +488%
US Bancorp
14
US Bancorp
Minnesota
$24K – – –
NFG
15
Next Financial Group
Texas
$13K – – –
AIG
16
American International Group
New York
$8K – – –
AIM
17
Advantage Investment Management
Iowa
$7K +$7.75K +700 New
Walleye Trading
18
Walleye Trading
New York
$6K +$6.65K +600 New
HCS
19
Harvest Capital Strategies
California
– -$3.09M -257,223 Closed
WRM
20
Westport Resources Management
Connecticut
– -$82K -6,862 Closed

OFS Hedge Fund Activity: Q3 2015 in Review

18 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2015, worth a combined $14.8M — down 38% from $23.8M a quarter earlier.

Fund positioning in OFS was balanced in Q3 2015: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 5 trimmed.

The largest buyer was Dialectic Capital Management, adding an estimated $182K. The largest seller was Harvest Capital Strategies, exiting entirely with an estimated $3.09M sold.

  • 18 institutional investors held OFS Capital (OFS) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $14.8M of OFS Capital stock for Q3 2015, down 38% quarter-over-quarter.
  • 2 funds opened new OFS Capital positions in Q3 2015 and 2 closed out, a net change of 0 holders.
  • The largest OFS Capital buyer in Q3 2015 was Dialectic Capital Management, an estimated $182K added.
  • The largest OFS Capital seller in Q3 2015 was Harvest Capital Strategies, an estimated $3.09M sold.

Based on aggregated 13F filings for Q3 2015.