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OFS Capital
OFS

33 hedge funds and large institutions have $13.2M invested in OFS Capital in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more capital invested

Capital invested by funds: $9.63M → $13.2M (+$3.6M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 32 → 33 (+1)

1.25% more ownership

Funds ownership: 10.03% → 11.29% (+1.3%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WSL
Western Standard LLC
California
+$1.25M
2
Morgan Stanley
Morgan Stanley
New York
+$388K
3
IAIM
International Assets Investment Management
Florida
+$281K
4
UBS Group
UBS Group
Switzerland
+$114K
5
VF
Virtu Financial
New York
+$90.7K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$534K
2
AAM
Advisors Asset Management
Colorado
-$238K
3
Squarepoint
Squarepoint
New York
-$93K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$61.3K
5
LSV Asset Management
LSV Asset Management
Illinois
-$33.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.69M +$388K +49,742 +13%
CIM
2
Confluence Investment Management
Missouri
$3.41M -$534K -68,405 -15%
WSL
3
Western Standard LLC
California
$2.18M +$1.25M +160,286 +182%
AAM
4
Advisors Asset Management
Colorado
$587K -$238K -30,502 -31%
IAIM
5
International Assets Investment Management
Florida
$587K +$281K +35,985 +95%
SPC
6
Sigma Planning Corp
Michigan
$397K -$27.5K -3,520 -7%
AWA
7
Arkadios Wealth Advisors
Georgia
$369K -$18.5K -2,368 -5%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$192K – – –
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$168K -$61.3K -7,850 -29%
Millennium Management
10
Millennium Management
New York
$162K +$21.8K +2,790 +18%
UBS Group
11
UBS Group
Switzerland
$152K +$114K +14,581 +542%
P
12
&Partners
Tennessee
$149K – – –
KCPG
13
Kavar Capital Partners Group
Kansas
$123K – – –
Stifel Financial
14
Stifel Financial
Missouri
$121K – – –
LSV Asset Management
15
LSV Asset Management
Illinois
$119K -$33.6K -4,300 -24%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$102K – – –
VF
17
Virtu Financial
New York
$102K +$90.7K +11,617 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$101K – – –
Citadel Advisors
19
Citadel Advisors
Florida
$97K +$86.1K +11,033 New
AFP
20
Ausdal Financial Partners
Iowa
$92K -$4.02K -515 -5%
FSA
21
Fort Sheridan Advisors
Illinois
$90K +$80.2K +10,270 New
SWA
22
SOA Wealth Advisors
New York
$87K – – –
Wells Fargo
23
Wells Fargo
California
$36K – – –
AF
24
Advisornet Financial
Minnesota
$32K +$703 +90 +3%
Osaic Holdings
25
Osaic Holdings
Arizona
$27K +$19K +2,439 +406%
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OFS Hedge Fund Activity: Q1 2021 in Review

33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2021, worth a combined $13.2M — up 37% from $9.63M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OFS positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Western Standard LLC, adding an estimated $1.25M. The largest seller was Confluence Investment Management, cutting an estimated $534K.

  • 33 institutional investors held OFS Capital (OFS) as of Q1 2021, up from 32 in Q4 2020.
  • Funds reported $13.2M of OFS Capital stock for Q1 2021, up 37% quarter-over-quarter.
  • 4 funds opened new OFS Capital positions in Q1 2021 and 3 closed out, a net change of +1 holder.
  • The largest OFS Capital buyer in Q1 2021 was Western Standard LLC, an estimated $1.25M added.
  • The largest OFS Capital seller in Q1 2021 was Confluence Investment Management, an estimated $534K sold.

Based on aggregated 13F filings for Q1 2021.