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OFS Capital

36 hedge funds and large institutions have $16.5M invested in OFS Capital in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

606% more call options, than puts

Call options by funds: $494K | Put options by funds: $70K

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

6% more funds holding

Funds holding: 3436 (+2)

1.09% less ownership

Funds ownership: 13.04%11.95% (-1.1%)

7% less capital invested

Capital invested by funds: $17.7M → $16.5M (-$1.27M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
14
Closed
4
Calls
$494K
Puts
$70K
Net Calls
+$424K
Net Calls Change
+$365K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$3.08M -$198K -19,656 -6%
AAM
2
Advisors Asset Management
Colorado
$2.23M +$137K +13,570 +7%
Acadian Asset Management
3
Acadian Asset Management
Massachusetts
$2.13M -$283K -28,113 -12%
Morgan Stanley
4
Morgan Stanley
New York
$1.83M -$280K -27,826 -14%
IAIM
5
International Assets Investment Management
Florida
$1.04M -$566K -56,176 -36%
IFG
6
Independent Financial Group
California
$803K
Two Sigma Advisers
7
Two Sigma Advisers
New York
$549K -$60.4K -6,000 -10%
SPC
8
Sigma Planning Corp
Michigan
$541K +$12.2K +1,210 +2%
Two Sigma Investments
9
Two Sigma Investments
New York
$540K -$75.3K -7,475 -12%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$498K +$49.1K +4,874 +11%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$443K +$419K +41,561 +2,771%
OSAM
12
O'Shaughnessy Asset Management
Connecticut
$387K -$126K -12,532 -25%
Millennium Management
13
Millennium Management
New York
$357K +$196K +19,453 +128%
VEA
14
Virtus ETF Advisers
New York
$214K +$19.3K +1,915 +10%
Osaic Holdings
15
Osaic Holdings
Arizona
$207K -$25.5K -2,532 -11%
Citadel Advisors
16
Citadel Advisors
Florida
$174K -$133K -13,165 -44%
RWM
17
Ritholtz Wealth Management
New York
$164K -$57.6K -5,721 -26%
P
18
&Partners
Tennessee
$155K -$35.3K -3,500 -19%
LSV Asset Management
19
LSV Asset Management
Illinois
$133K
SWA
20
SOA Wealth Advisors
New York
$126K +$3.52K +350 +3%
AWA
21
Arkadios Wealth Advisors
Georgia
$125K +$122K +12,133 New
Stifel Financial
22
Stifel Financial
Missouri
$125K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$120K
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$119K +$117K +11,568 New
FSA
25
Fort Sheridan Advisors
Illinois
$106K

OFS Hedge Fund Activity: Q1 2023 in Review

36 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2023, worth a combined $16.5M — down 7.2% from $17.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new OFS positions and 4 closed out — a net gain of 2 holders — while 8 added to existing stakes and 14 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $419K. The largest seller was International Assets Investment Management, cutting an estimated $566K.

  • 36 institutional investors held OFS Capital (OFS) as of Q1 2023, up from 34 in Q4 2022.
  • Funds reported $16.5M of OFS Capital stock for Q1 2023, down 7.2% quarter-over-quarter.
  • 6 funds opened new OFS Capital positions in Q1 2023 and 4 closed out, a net change of +2 holders.
  • The largest OFS Capital buyer in Q1 2023 was Royal Bank of Canada, an estimated $419K added.
  • The largest OFS Capital seller in Q1 2023 was International Assets Investment Management, an estimated $566K sold.

Based on aggregated 13F filings for Q1 2023.