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OFS Capital

20 hedge funds and large institutions have $21.9M invested in OFS Capital in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

5% more funds holding

Funds holding: 1920 (+1)

3% less capital invested

Capital invested by funds: $22.5M → $21.9M (-$568K)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$5.95M -$328K -25,956 -5%
CIM
2
Confluence Investment Management
Missouri
$4.05M +$74.8K +5,917 +2%
AAM
3
Advisors Asset Management
Colorado
$3.11M +$2.32M +183,614 +247%
HCS
4
Harvest Capital Strategies
California
$2.15M -$306K -24,195 -12%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$1.86M -$75.5K -5,973 -4%
CCM
6
Corsair Capital Management
New York
$1.3M -$70K -5,541 -5%
BCM
7
Bridgeway Capital Management
Texas
$1.22M -$134K -10,607 -9%
PWP
8
Private Wealth Partners
California
$850K -$85.3K -6,750 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$418K -$378K -29,918 -46%
WRM
10
Westport Resources Management
Connecticut
$366K +$5.62K +445 +1%
Morgan Stanley
11
Morgan Stanley
New York
$159K +$49.4K +3,907 +42%
OC
12
Oppenheimer & Co
New York
$131K -$49.3K -3,900 -26%
YMRC
13
Yorktown Management & Research Company
Virginia
$130K
Invesco
14
Invesco
Georgia
$84K +$88.2K +6,980 New
Barclays
15
Barclays
United Kingdom
$46K -$20.8K -1,650 -30%
Deutsche Bank
16
Deutsche Bank
Germany
$45K
US Bancorp
17
US Bancorp
Minnesota
$28K
GSC
18
Ground Swell Capital
South Carolina
$8K +$7.99K +632 New
TRCT
19
Tower Research Capital (TRC)
New York
$4K -$5.47K -433 -53%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
-$4.36K -335 Closed

OFS Hedge Fund Activity: Q3 2014 in Review

20 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2014, worth a combined $21.9M — down 2.5% from $22.5M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new OFS positions and 1 closed out — a net gain of 1 holder — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.32M. The largest seller was Royal Bank of Canada, cutting an estimated $378K.

  • 20 institutional investors held OFS Capital (OFS) as of Q3 2014, up from 19 in Q2 2014.
  • Funds reported $21.9M of OFS Capital stock for Q3 2014, down 2.5% quarter-over-quarter.
  • 2 funds opened new OFS Capital positions in Q3 2014 and 1 closed out, a net change of +1 holder.
  • The largest OFS Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.32M added.
  • The largest OFS Capital seller in Q3 2014 was Royal Bank of Canada, an estimated $378K sold.

Based on aggregated 13F filings for Q3 2014.