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OFS Capital

37 hedge funds and large institutions have $15.5M invested in OFS Capital in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

309% more call options, than puts

Call options by funds: $270K | Put options by funds: $66K

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 3637 (+1)

0.24% less ownership

Funds ownership: 11.95%11.71% (-0.24%)

6% less capital invested

Capital invested by funds: $16.5M → $15.5M (-$954K)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
10
Closed
3
Calls
$270K
Puts
$66K
Net Calls
+$204K
Net Calls Change
-$220K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.83M +$684K +69,665 +32%
Morgan Stanley
2
Morgan Stanley
New York
$1.72M -$39.2K -3,994 -2%
Acadian Asset Management
3
Acadian Asset Management
Massachusetts
$1.69M -$354K -36,017 -17%
CIM
4
Confluence Investment Management
Missouri
$1.67M -$1.28M -130,041 -43%
IAIM
5
International Assets Investment Management
Florida
$1M
IFG
6
Independent Financial Group
California
$762K -$9.82K -1,000 -1%
Two Sigma Investments
7
Two Sigma Investments
New York
$657K +$137K +13,943 +27%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$536K +$7.86K +800 +1%
SPC
9
Sigma Planning Corp
Michigan
$530K +$9.88K +1,006 +2%
Millennium Management
10
Millennium Management
New York
$527K +$182K +18,570 +54%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$482K +$3.13K +319 +0.7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$424K -$2.02K -206 -0.5%
OSAM
13
O'Shaughnessy Asset Management
Connecticut
$337K -$34.3K -3,491 -9%
VF
14
Virtu Financial
New York
$325K +$323K +32,885 New
Citadel Advisors
15
Citadel Advisors
Florida
$208K +$40.8K +4,153 +25%
Osaic Holdings
16
Osaic Holdings
Arizona
$204K +$5.45K +555 +3%
VEA
17
Virtus ETF Advisers
New York
$185K -$20.6K -2,100 -10%
AWA
18
Arkadios Wealth Advisors
Georgia
$178K +$57.4K +5,843 +48%
RWM
19
Ritholtz Wealth Management
New York
$161K +$2.71K +276 +2%
P
20
&Partners
Tennessee
$149K
LSV Asset Management
21
LSV Asset Management
Illinois
$128K
SWA
22
SOA Wealth Advisors
New York
$125K +$3.78K +385 +3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$121K +$5.5K +560 +5%
Stifel Financial
24
Stifel Financial
Missouri
$120K
AWA
25
Arete Wealth Advisors
Illinois
$117K +$116K +11,792 New

OFS Hedge Fund Activity: Q2 2023 in Review

37 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q2 2023, worth a combined $15.5M — down 5.8% from $16.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OFS positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $684K. The largest seller was Confluence Investment Management, cutting an estimated $1.28M.

  • 37 institutional investors held OFS Capital (OFS) as of Q2 2023, up from 36 in Q1 2023.
  • Funds reported $15.5M of OFS Capital stock for Q2 2023, down 5.8% quarter-over-quarter.
  • 4 funds opened new OFS Capital positions in Q2 2023 and 3 closed out, a net change of +1 holder.
  • The largest OFS Capital buyer in Q2 2023 was Advisors Asset Management, an estimated $684K added.
  • The largest OFS Capital seller in Q2 2023 was Confluence Investment Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q2 2023.