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OFS Capital

36 hedge funds and large institutions have $31.6M invested in OFS Capital in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3536 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.66% less ownership

Funds ownership: 24.02%22.36% (-1.7%)

17% less capital invested

Capital invested by funds: $38.2M → $31.6M (-$6.52M)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
9
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$5.52M +$894K +80,299 +18%
WSL
2
Western Standard LLC
California
$5.1M +$635K +57,000 +13%
AAM
3
Advisors Asset Management
Colorado
$3.65M -$104K -9,323 -3%
UBS Group
4
UBS Group
Switzerland
$2.23M -$1.04M -93,830 -31%
MC
5
Muzinich & Co
New York
$1.98M -$1.77M -159,272 -46%
BTS
6
BB&T Securities
Virginia
$1.93M +$2.02M +181,794 New
JP Morgan Chase
7
JP Morgan Chase
New York
$1.84M +$318K +28,542 +20%
AM
8
Ares Management
California
$1.06M
MCM
9
McKinley Capital Management
Alaska
$986K -$64.8K -5,819 -6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$968K -$89.4K -8,025 -8%
RA
11
Resource America
New York
$896K
PAIM
12
Punch & Associates Investment Management
Minnesota
$872K -$909K -81,630 -50%
WCM
13
Wedge Capital Management
North Carolina
$669K +$6.49K +583 +0.9%
Morgan Stanley
14
Morgan Stanley
New York
$632K -$373K -33,505 -36%
OAM
15
Oxford Asset Management
United Kingdom
$498K +$23.7K +2,124 +5%
Arrowstreet Capital
16
Arrowstreet Capital
Massachusetts
$444K +$467K +41,921 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$339K +$45.9K +4,120 +15%
WA
18
Wealthstar Advisors
Texas
$304K -$9.8K -880 -3%
YCM
19
Yakira Capital Management
Connecticut
$260K
LSV Asset Management
20
LSV Asset Management
Illinois
$226K
SPC
21
Sigma Planning Corp
Michigan
$217K -$46.1K -4,144 -17%
AIM
22
Advantage Investment Management
Iowa
$175K +$184K +16,520 New
Stifel Financial
23
Stifel Financial
Missouri
$172K
Wells Fargo
24
Wells Fargo
California
$149K -$15K -1,349 -9%
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$123K

OFS Hedge Fund Activity: Q4 2018 in Review

36 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q4 2018, worth a combined $31.6M — down 17% from $38.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OFS positions and 4 closed out — a net gain of 1 holder — while 9 added to existing stakes and 11 trimmed.

The largest buyer was BB&T Securities, opening a new position worth an estimated $2.02M. The largest seller was Freestone Capital Holdings, exiting entirely with an estimated $2.77M sold.

  • 36 institutional investors held OFS Capital (OFS) as of Q4 2018, up from 35 in Q3 2018.
  • Funds reported $31.6M of OFS Capital stock for Q4 2018, down 17% quarter-over-quarter.
  • 5 funds opened new OFS Capital positions in Q4 2018 and 4 closed out, a net change of +1 holder.
  • The largest OFS Capital buyer in Q4 2018 was BB&T Securities, an estimated $2.02M added.
  • The largest OFS Capital seller in Q4 2018 was Freestone Capital Holdings, an estimated $2.77M sold.

Based on aggregated 13F filings for Q4 2018.