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OFS Capital

18 hedge funds and large institutions have $24.5M invested in OFS Capital in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $21.9M → $24.5M (+$2.57M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

10% less funds holding

Funds holding: 2018 (-2)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.17M +$6.24M +524,176 New
AAM
2
Advisors Asset Management
Colorado
$4.75M +$1.73M +144,938 +56%
CIM
3
Confluence Investment Management
Missouri
$4.02M +$59.6K +5,003 +1%
HCS
4
Harvest Capital Strategies
California
$2.91M +$814K +68,355 +38%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$1.63M -$188K -15,750 -10%
CCM
6
Corsair Capital Management
New York
$1.09M -$172K -14,422 -13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$857K +$454K +38,125 +110%
BCM
8
Bridgeway Capital Management
Texas
$809K -$387K -32,500 -32%
PWP
9
Private Wealth Partners
California
$744K -$85.7K -7,200 -10%
AL
10
Aspiriant LLC
California
$589K +$595K +50,000 New
VKH
11
Virtu KCG Holdings
New York
$372K +$376K +31,576 New
WRM
12
Westport Resources Management
Connecticut
$320K -$37.5K -3,152 -10%
Morgan Stanley
13
Morgan Stanley
New York
$73K -$82.4K -6,923 -53%
Invesco
14
Invesco
Georgia
$71K -$11.1K -929 -13%
Deutsche Bank
15
Deutsche Bank
Germany
$44K
US Bancorp
16
US Bancorp
Minnesota
$28K
TRCT
17
Tower Research Capital (TRC)
New York
$6K +$1.2K +101 +27%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 +$2.63K +221 New
OC
19
Oppenheimer & Co
New York
-$131K -10,870 Closed
YMRC
20
Yorktown Management & Research Company
Virginia
-$130K -10,800 Closed
Barclays
21
Barclays
United Kingdom
-$46K -3,850 Closed
Wells Fargo
22
Wells Fargo
California
-$12 -1 Closed

OFS Hedge Fund Activity: Q4 2014 in Review

18 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q4 2014, worth a combined $24.5M — up 12% from $21.9M a quarter earlier.

Fund positioning in OFS was balanced in Q4 2014: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.73M. The largest seller was Bridgeway Capital Management, cutting an estimated $387K.

  • 18 institutional investors held OFS Capital (OFS) as of Q4 2014, down from 20 in Q3 2014.
  • Funds reported $24.5M of OFS Capital stock for Q4 2014, up 12% quarter-over-quarter.
  • 4 funds opened new OFS Capital positions in Q4 2014 and 4 closed out, a net change of 0 holders.
  • The largest OFS Capital buyer in Q4 2014 was Advisors Asset Management, an estimated $1.73M added.
  • The largest OFS Capital seller in Q4 2014 was Bridgeway Capital Management, an estimated $387K sold.

Based on aggregated 13F filings for Q4 2014.