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OFS Capital

40 hedge funds and large institutions have $31.3M invested in OFS Capital in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

11% more funds holding

Funds holding: 3640 (+4)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

1% less capital invested

Capital invested by funds: $31.6M → $31.3M (-$375K)

1.8% less ownership

Funds ownership: 22.36%20.56% (-1.8%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
13
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$6.53M +$407K +35,086 +7%
BTS
2
BB&T Securities
Virginia
$4.76M +$2.59M +223,786 +123%
AAM
3
Advisors Asset Management
Colorado
$3.64M -$400K -34,503 -10%
WSL
4
Western Standard LLC
California
$2.68M -$2.93M -253,019 -53%
UBS Group
5
UBS Group
Switzerland
$2.44M -$37.5K -3,233 -2%
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$1.73M +$1.22M +104,885 +250%
Morgan Stanley
7
Morgan Stanley
New York
$1.36M +$647K +55,810 +94%
MCM
8
McKinley Capital Management
Alaska
$1.1M +$6.62K +571 +0.6%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.02M -$49K -4,225 -5%
WCM
10
Wedge Capital Management
North Carolina
$888K +$144K +12,427 +20%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$597K +$218K +18,826 +59%
Millennium Management
12
Millennium Management
New York
$515K +$508K +43,789 New
Russell Investments Group
13
Russell Investments Group
United Kingdom
$501K +$458K +39,488 +1,268%
RA
14
Resource America
New York
$458K -$528K -45,548 -54%
WA
15
Wealthstar Advisors
Texas
$327K -$9.28K -800 -3%
YCM
16
Yakira Capital Management
Connecticut
$289K
AIM
17
Advantage Investment Management
Iowa
$267K +$72.2K +6,229 +38%
SPC
18
Sigma Planning Corp
Michigan
$254K +$13.6K +1,172 +6%
LSV Asset Management
19
LSV Asset Management
Illinois
$251K
OAM
20
Oxford Asset Management
United Kingdom
$249K -$299K -25,783 -55%
Wells Fargo
21
Wells Fargo
California
$225K +$59.1K +5,097 +36%
Stifel Financial
22
Stifel Financial
Missouri
$193K +$4.43K +382 +2%
LPL Financial
23
LPL Financial
California
$182K +$179K +15,460 New
ACI
24
AMP Capital Investors
Australia
$162K +$159K +13,700 New
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$161K +$159K +13,704 New

OFS Hedge Fund Activity: Q1 2019 in Review

40 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2019, worth a combined $31.3M — down 1.2% from $31.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new OFS positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 12 trimmed.

The largest buyer was BB&T Securities, adding an estimated $2.59M. The largest seller was Western Standard LLC, cutting an estimated $2.93M.

  • 40 institutional investors held OFS Capital (OFS) as of Q1 2019, up from 36 in Q4 2018.
  • Funds reported $31.3M of OFS Capital stock for Q1 2019, down 1.2% quarter-over-quarter.
  • 8 funds opened new OFS Capital positions in Q1 2019 and 4 closed out, a net change of +4 holders.
  • The largest OFS Capital buyer in Q1 2019 was BB&T Securities, an estimated $2.59M added.
  • The largest OFS Capital seller in Q1 2019 was Western Standard LLC, an estimated $2.93M sold.

Based on aggregated 13F filings for Q1 2019.