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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZA icon
1801
iShares MSCI South Africa ETF
EZA
$569M
$347K ﹤0.01%
4,952
-13
-0.3% -$806
HCAP
1802
DELISTED
Harvest Capital Credit Corporation
HCAP
$347K ﹤0.01%
31,650
-3,564
-10% -$43.6K
FTNT icon
1803
Fortinet
FTNT
$119B
$345K ﹤0.01%
39,300
-2,495
-6% -$20.3K
PEO
1804
Adams Natural Resources Fund
PEO
$774M
$345K ﹤0.01%
18,084
+2,528
+16% +$47.1K
GT icon
1805
Goodyear
GT
$1.75B
$343K ﹤0.01%
10,610
-42
-0.4% -$1.33K
WBD icon
1806
Warner Bros
WBD
$67.9B
$343K ﹤0.01%
15,355
+6,844
+80% +$134K
FTGC icon
1807
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.09B
$342K ﹤0.01%
16,531
+11,751
+246% +$240K
FFTY icon
1808
CapForce IBD 50 ETF
FFTY
$79.5M
$340K ﹤0.01%
10,240
+1,813
+22% +$60.2K
SMLV icon
1809
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$340K ﹤0.01%
3,725
+776
+26% +$74.4K
MXIM
1810
DELISTED
Maxim Integrated Products
MXIM
$339K ﹤0.01%
6,486
+115
+2% +$5.97K
WBK
1811
DELISTED
Westpac Banking Corporation
WBK
$339K ﹤0.01%
13,890
+177
+1% +$4.38K
SPTS icon
1812
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$338K ﹤0.01%
11,343
-5,087
-31% -$153K
TAN icon
1813
Invesco Solar ETF
TAN
$1.38B
$338K ﹤0.01%
13,478
+3,027
+29% +$72.3K
IBKR icon
1814
Interactive Brokers
IBKR
$40.7B
$337K ﹤0.01%
22,800
+1,600
+8% +$21.8K
TRIP icon
1815
TripAdvisor
TRIP
$1.28B
$337K ﹤0.01%
9,820
-3,623
-27% -$131K
TRN icon
1816
Trinity Industries
TRN
$2.29B
$337K ﹤0.01%
12,500
+1,752
+16% +$43.7K
DCT
1817
DELISTED
DCT Industrial Trust Inc.
DCT
$337K ﹤0.01%
5,741
+91
+2% +$5.39K
HIX
1818
Western Asset High Income Fund II
HIX
$355M
$336K ﹤0.01%
48,159
-15,647
-25% -$110K
HMC icon
1819
Honda
HMC
$41.1B
$336K ﹤0.01%
9,870
-91
-0.9% -$2.94K
HUSV icon
1820
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.6M
$336K ﹤0.01%
14,639
+13,498
+1,183% +$308K
KBH icon
1821
KB Home
KBH
$3.54B
$336K ﹤0.01%
10,509
+4,732
+82% +$136K
NWL icon
1822
Newell Brands
NWL
$2.62B
$336K ﹤0.01%
10,861
+123
+1% +$4.24K
AX icon
1823
Axos Financial
AX
$5.68B
$335K ﹤0.01%
11,176
+339
+3% +$9.22K
WSM icon
1824
Williams-Sonoma
WSM
$29.5B
$335K ﹤0.01%
12,924
+1,262
+11% +$32.2K
DHI icon
1825
D.R. Horton
DHI
$42.2B
$334K ﹤0.01%
6,532
+47
+0.7% +$2.19K
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.