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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
1751
Gabelli Utility Trust
GUT
$575M
$510K ﹤0.01%
70,508
+38,984
+124% +$273K
BB icon
1752
BlackBerry
BB
$5.23B
$505K ﹤0.01%
96,244
+19,358
+25% +$136K
BOX icon
1753
Box
BOX
$4.58B
$505K ﹤0.01%
30,511
+3,538
+13% +$56.8K
EMQQ icon
1754
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$270M
$505K ﹤0.01%
16,184
-9,813
-38% -$314K
PPLT
1755
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
$504K ﹤0.01%
60,310
+19,460
+48% +$162K
WIX icon
1756
WIX.com
WIX
$3.14B
$504K ﹤0.01%
4,319
-2,293
-35% -$319K
HPF
1757
John Hancock Preferred Income Fund II
HPF
$344M
$503K ﹤0.01%
21,513
-770
-3% -$17.8K
APA icon
1758
APA Corp
APA
$14.2B
$502K ﹤0.01%
19,599
-1,570
-7% -$37.7K
CHDN icon
1759
Churchill Downs
CHDN
$6.19B
$502K ﹤0.01%
8,138
-1,030
-11% -$62.2K
EPRF icon
1760
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
$502K ﹤0.01%
20,680
– –
MAS icon
1761
Masco
MAS
$14.6B
$502K ﹤0.01%
12,064
+5,085
+73% +$204K
NTNX icon
1762
Nutanix
NTNX
$18.2B
$502K ﹤0.01%
19,148
-1,511
-7% -$35.6K
XOP icon
1763
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.71B
$501K ﹤0.01%
5,601
-998
-15% -$94K
EWU icon
1764
iShares MSCI United Kingdom ETF
EWU
$4.14B
$499K ﹤0.01%
15,902
– –
XRLV
1765
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$499K ﹤0.01%
12,651
-836
-6% -$32.5K
HII icon
1766
Huntington Ingalls Industries
HII
$12.9B
$498K ﹤0.01%
2,350
+105
+5% +$22.9K
SPBO icon
1767
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$498K ﹤0.01%
+14,726
New +$493K
EBND icon
1768
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$497K ﹤0.01%
17,413
+1,366
+9% +$37.6K
GUNR icon
1769
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.04B
$497K ﹤0.01%
15,973
-45
-0.3% -$1.43K
HTAB icon
1770
Hartford Schroders Tax-Aware Bond ETF
HTAB
$291M
$496K ﹤0.01%
+23,530
New +$496K
PETS icon
1771
PetMed Express
PETS
$41.2M
$496K ﹤0.01%
27,549
-10,862
-28% -$179K
FRT icon
1772
Federal Realty Investment Trust
FRT
$10.4B
$495K ﹤0.01%
3,630
+636
+21% +$83.8K
IXC icon
1773
iShares Global Energy ETF
IXC
$2.77B
$494K ﹤0.01%
16,208
-18,889
-54% -$579K
OCSL icon
1774
Oaktree Specialty Lending
OCSL
$1.15B
$494K ﹤0.01%
31,792
-165
-0.5% -$2.6K
SPE
1775
Special Opportunities Fund
SPE
$145M
$494K ﹤0.01%
36,315
+3,237
+10% +$43K
69 70
71
72 73

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.