Ladenburg Thalmann Financial Services’s Oaktree Specialty Lending OCSL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$529K	Buy	32,282 +490	+2%	+$7.71K	﹤0.01%	1769
2019 Q3	$494K	Sell	31,792 -165	-0.5%	-$2.6K	﹤0.01%	1774
2019 Q2	$520K	Sell	31,957 -995	-3%	-$16.1K	﹤0.01%	1714
2019 Q1	$512K	Sell	32,952 -6,293	-16%	-$93.8K	﹤0.01%	1678
2018 Q4	$498K	Sell	39,245 -350	-0.9%	-$4.79K	﹤0.01%	1527
2018 Q3	$589K	Sell	39,595 -830	-2%	-$12.2K	﹤0.01%	1480
2018 Q2	$510K	Hold	40,425	–	–	﹤0.01%	1553
2018 Q1	$510K	Sell	40,425 -26,702	-40%	-$370K	﹤0.01%	1553
2017 Q4	$985K	Sell	67,127 -11,349	-14%	-$182K	0.01%	1083
2017 Q3	$1.29M	Sell	78,476 -8,964	-10%	-$143K	0.01%	848
2017 Q2	$1.27M	Sell	87,440 -2,318	-3%	-$29.6K	0.02%	809
2017 Q1	$1.24M	Buy	89,758 +5,442	+6%	+$81.1K	0.02%	775
2016 Q4	$1.36M	Buy	84,316 +20,231	+32%	+$337K	0.02%	695
2016 Q3	$1.12M	Buy	64,085 +4,834	+8%	+$82.9K	0.02%	735
2016 Q2	$862K	Sell	59,251 -504	-0.8%	-$7.71K	0.01%	825
2016 Q1	$900K	Sell	59,755 -5,821	-9%	-$91.1K	0.02%	751
2015 Q4	$1.25M	Sell	65,576 -868	-1%	-$16K	0.02%	582
2015 Q3	$1.23M	Sell	66,444 -952	-1%	-$18.3K	0.03%	551
2015 Q2	$1.32M	Buy	67,396 +5,719	+9%	+$120K	0.02%	568
2015 Q1	$1.35M	Buy	61,677 +22,670	+58%	+$509K	0.03%	555
2014 Q4	$938K	Buy	39,007 +17,295	+80%	+$447K	0.02%	629
2014 Q3	$598K	Buy	21,712 +17,482	+413%	+$511K	0.02%	716
2014 Q2	$125K	Buy	4,230 +1,014	+32%	+$28.6K	﹤0.01%	1462
2014 Q1	$91K	Buy	3,216 +250	+8%	+$7.12K	﹤0.01%	1558
2013 Q4	$82K	Buy	2,966 +743	+33%	+$22K	﹤0.01%	1583
2013 Q3	$69K	Buy	2,223 +5	+0.2%	+$159	﹤0.01%	1609
2013 Q2	$70K	Buy	+2,218	New	+$70.8K	﹤0.01%	1499

Other funds holding OCSL

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

SCM

Springhouse Capital Management Westport, Connecticut $55.3M AUM 20.84% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

JVBC

J.V. Bruni & Co Colorado Springs, Colorado $958M AUM 22.2% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OCSL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Oaktree Specialty Lending (OCSL) stake by 1.5% in Q4 2019, buying an estimated $7.71K and bringing the position to 32,282 shares worth $529K. The position accounts for ﹤0.01% of the portfolio, ranked #1769.

Ladenburg Thalmann Financial Services first reported a position in OCSL in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.36M in Q4 2016. 149 funds tracked by Wall St. Rank hold OCSL as of Q4 2019.

Ladenburg Thalmann Financial Services held 32,282 shares of Oaktree Specialty Lending worth $529K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 490 Oaktree Specialty Lending shares in Q4 2019, an estimated $7.71K.
Oaktree Specialty Lending made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1769 holding.
Ladenburg Thalmann Financial Services first reported a position in Oaktree Specialty Lending in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Oaktree Specialty Lending position peaked at $1.36M in Q4 2016.
149 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.