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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNCE
1751
DELISTED
Snyders-Lance, Inc.
LNCE
$221K ﹤0.01%
5,758
+96
+2% +$3.51K
CRVS icon
1752
Corvus Pharmaceuticals
CRVS
$1.27B
$220K ﹤0.01%
15,350
+5,900
+62% +$89.7K
EAT icon
1753
Brinker International
EAT
$10.2B
$220K ﹤0.01%
4,418
+107
+2% +$5.51K
MCBC
1754
DELISTED
Macatawa Bank Corp
MCBC
$220K ﹤0.01%
21,113
+5,052
+31% +$45.4K
NTUS
1755
DELISTED
Natus Medical Inc
NTUS
$220K ﹤0.01%
6,320
+384
+6% +$15.1K
AAXJ icon
1756
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$219K ﹤0.01%
3,979
-1,288
-24% -$74.2K
CODI icon
1757
Compass Diversified
CODI
$924M
$219K ﹤0.01%
12,134
-6,367
-34% -$116K
ATHN
1758
DELISTED
Athenahealth, Inc.
ATHN
$219K ﹤0.01%
2,086
+2,018
+2,968% +$217K
AGU
1759
DELISTED
Agrium
AGU
$219K ﹤0.01%
2,184
-19
-0.9% -$1.83K
AMG icon
1760
Affiliated Managers Group
AMG
$9.7B
$218K ﹤0.01%
1,504
-8
-0.5% -$1.16K
EMF
1761
Templeton Emerging Markets Fund
EMF
$332M
$218K ﹤0.01%
18,025
-595
-3% -$7.27K
FFIV icon
1762
F5
FFIV
$23.6B
$218K ﹤0.01%
1,557
-853
-35% -$116K
FFTY icon
1763
CapForce IBD 50 ETF
FFTY
$80.5M
$218K ﹤0.01%
9,033
+33
+0.4% +$771
PBW icon
1764
Invesco WilderHill Clean Energy ETF
PBW
$461M
$218K ﹤0.01%
11,801
-455
-4% -$8.49K
SNPS icon
1765
Synopsys
SNPS
$78.8B
$218K ﹤0.01%
3,661
+504
+16% +$30K
VMO icon
1766
Invesco Municipal Opportunity Trust
VMO
$667M
$218K ﹤0.01%
17,158
+530
+3% +$6.9K
NUVA
1767
DELISTED
NuVasive, Inc.
NUVA
$218K ﹤0.01%
3,248
+766
+31% +$49.4K
SJI
1768
DELISTED
South Jersey Industries, Inc.
SJI
$218K ﹤0.01%
6,975
-660
-9% -$20.6K
GWPH
1769
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$218K ﹤0.01%
1,916
+142
+8% +$17.1K
PAG icon
1770
Penske Automotive Group
PAG
$14.4B
$217K ﹤0.01%
4,185
+8
+0.2% +$390
PZC
1771
DELISTED
PIMCO California Municipal Income Fund III
PZC
$217K ﹤0.01%
19,150
– –
MDR
1772
DELISTED
McDermott International
MDR
$216K ﹤0.01%
9,726
+3,008
+45% +$56K
BMRN icon
1773
BioMarin Pharmaceuticals
BMRN
$13.3B
$215K ﹤0.01%
2,587
-18
-0.7% -$1.55K
PAI
1774
Western Asset Investment Grade Income Fund
PAI
$114M
$215K ﹤0.01%
14,981
+750
+5% +$10.9K
MTT
1775
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$215K ﹤0.01%
9,957
+1,910
+24% +$43.7K
69 70
71
72 73

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.