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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHS
1701
John Hancock Income Securities Trust
JHS
$127M
$445K ﹤0.01%
33,278
-5,085
-13% -$68.5K
NTUS
1702
DELISTED
Natus Medical Inc
NTUS
$445K ﹤0.01%
12,491
-1,055
-8% -$37.2K
FULT icon
1703
Fulton Financial
FULT
$4.67B
$444K ﹤0.01%
26,766
+4,197
+19% +$73.4K
CNSL
1704
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$444K ﹤0.01%
34,053
-3,841
-10% -$47.5K
GIL icon
1705
Gildan
GIL
$10.6B
$443K ﹤0.01%
14,555
+536
+4% +$15.6K
VOOV icon
1706
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$442K ﹤0.01%
3,945
-2,025
-34% -$224K
ALXN
1707
DELISTED
Alexion Pharmaceuticals
ALXN
$441K ﹤0.01%
3,175
-679
-18% -$85.2K
FNK icon
1708
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$440K ﹤0.01%
11,938
+4,927
+70% +$182K
PSLV icon
1709
Sprott Physical Silver Trust
PSLV
$13.3B
$439K ﹤0.01%
82,613
-1,598
-2% -$8.7K
TIPX icon
1710
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$439K ﹤0.01%
23,120
+11,906
+106% +$227K
SPXL icon
1711
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.41B
$438K ﹤0.01%
8,052
-4,114
-34% -$210K
JHML icon
1712
John Hancock Multifactor Large Cap ETF
JHML
$1.21B
$436K ﹤0.01%
11,617
+2,407
+26% +$88.6K
LII icon
1713
Lennox International
LII
$14.5B
$436K ﹤0.01%
2,002
-817
-29% -$178K
NWFL icon
1714
Norwood Financial Corp
NWFL
$376M
$436K ﹤0.01%
11,143
– –
TIPZ icon
1715
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$436K ﹤0.01%
7,684
+563
+8% +$32.2K
SWN
1716
DELISTED
Southwestern Energy Company
SWN
$435K ﹤0.01%
85,135
+25,733
+43% +$136K
EHC icon
1717
Encompass Health
EHC
$12.3B
$433K ﹤0.01%
6,984
-484
-6% -$29.4K
HELE icon
1718
Helen of Troy
HELE
$696M
$433K ﹤0.01%
3,309
+2,906
+721% +$342K
NJR icon
1719
New Jersey Resources
NJR
$5.62B
$433K ﹤0.01%
9,446
+1,700
+22% +$78.3K
BNS icon
1720
Scotiabank
BNS
$110B
$432K ﹤0.01%
7,228
+903
+14% +$52.8K
ETHO icon
1721
Amplify Etho Climate Leadership US ETF
ETHO
$197M
$429K ﹤0.01%
11,434
-265
-2% -$9.81K
EELV icon
1722
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$427K ﹤0.01%
17,160
+2,856
+20% +$70.8K
FCEF icon
1723
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.6M
$427K ﹤0.01%
19,396
-6,199
-24% -$137K
AMTD
1724
DELISTED
TD Ameritrade Holding Corp
AMTD
$427K ﹤0.01%
8,101
+900
+12% +$51.2K
JPSE icon
1725
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$608M
$425K ﹤0.01%
13,041
-229
-2% -$7.46K
67 68
69
70 71

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.