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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMRC icon
1676
Bank of Marin Bancorp
BMRC
$462M
$459K ﹤0.01%
10,922
-100
-0.9% -$4.31K
EWG icon
1677
iShares MSCI Germany ETF
EWG
$1.67B
$459K ﹤0.01%
15,454
-525
-3% -$15.9K
FXN icon
1678
First Trust Energy AlphaDEX Fund
FXN
$387M
$459K ﹤0.01%
26,091
-17,695
-40% -$299K
HEI.A icon
1679
HEICO Corp Class A
HEI.A
$38B
$458K ﹤0.01%
6,070
+1,210
+25% +$83.3K
JELD icon
1680
JELD-WEN Holding
JELD
$164M
$458K ﹤0.01%
18,553
+904
+5% +$24.1K
GREK
1681
Global X MSCI Greece ETF
GREK
$331M
$457K ﹤0.01%
18,367
+1,300
+8% +$34.4K
NMFC icon
1682
New Mountain Finance
NMFC
$728M
$457K ﹤0.01%
33,610
-13,367
-28% -$185K
JSML icon
1683
Janus Henderson Small Cap Growth Alpha ETF
JSML
$382M
$456K ﹤0.01%
+10,029
New +$440K
BN icon
1684
Brookfield
BN
$110B
$455K ﹤0.01%
28,579
-8,936
-24% -$136K
FXU icon
1685
First Trust Utilities AlphaDEX Fund
FXU
$831M
$455K ﹤0.01%
16,491
-24,365
-60% -$661K
MWA icon
1686
Mueller Water Products
MWA
$4.09B
$455K ﹤0.01%
39,603
+15,758
+66% +$187K
LDRS
1687
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
$455K ﹤0.01%
17,900
+5,000
+39% +$127K
ADRE
1688
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$455K ﹤0.01%
11,214
+2,146
+24% +$88.1K
TMUS icon
1689
T-Mobile US
TMUS
$190B
$454K ﹤0.01%
6,473
-6,631
-51% -$426K
AM
1690
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$454K ﹤0.01%
15,848
– –
FFA
1691
First Trust Enhanced Equity Income Fund
FFA
$472M
$453K ﹤0.01%
28,305
+8,625
+44% +$140K
QLYS icon
1692
Qualys
QLYS
$6.47B
$451K ﹤0.01%
5,066
+2,345
+86% +$211K
BGB
1693
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$450K ﹤0.01%
28,350
-5,387
-16% -$86K
GBCI icon
1694
Glacier Bancorp
GBCI
$6.4B
$449K ﹤0.01%
10,420
-775
-7% -$33.7K
HLT icon
1695
Hilton Worldwide
HLT
$72.6B
$449K ﹤0.01%
5,572
-3,882
-41% -$306K
CBB.PRB
1696
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$448K ﹤0.01%
9,160
+760
+9% +$37.4K
DMB
1697
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$447K ﹤0.01%
36,015
+2,410
+7% +$30.3K
FNV icon
1698
Franco-Nevada
FNV
$45.5B
$447K ﹤0.01%
7,140
+1,348
+23% +$92.2K
GGN
1699
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$447K ﹤0.01%
95,069
-1,462
-2% -$7.21K
GAB icon
1700
Gabelli Equity Trust
GAB
$1.81B
$445K ﹤0.01%
70,317
+429
+0.6% +$2.71K
66 67
68
69 70

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.