We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAI
1676
Western Asset Investment Grade Income Fund
PAI
$114M
$202K ﹤0.01%
14,231
– –
UBS icon
1677
UBS Group
UBS
$176B
$202K ﹤0.01%
15,640
+2,528
+19% +$38.6K
JHA
1678
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$202K ﹤0.01%
19,488
+6,485
+50% +$66.1K
MQY icon
1679
BlackRock MuniYield Quality Fund
MQY
$814M
$201K ﹤0.01%
11,888
+7,132
+150% +$118K
WST icon
1680
West Pharmaceutical
WST
$24.7B
$201K ﹤0.01%
2,653
+121
+5% +$8.81K
OIL
1681
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$201K ﹤0.01%
32,142
-900
-3% -$5.42K
AVT icon
1682
Avnet
AVT
$7.87B
$200K ﹤0.01%
4,933
+69
+1% +$2.88K
DFJ icon
1683
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$200K ﹤0.01%
3,587
-1,962
-35% -$110K
EDC icon
1684
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$159M
$200K ﹤0.01%
3,878
+225
+6% +$10.9K
DNO
1685
DELISTED
United States Short Oil Fund
DNO
$200K ﹤0.01%
2,951
+2,251
+322% +$164K
MEMP
1686
DELISTED
Memorial Production Partners LP Common Units
MEMP
$200K ﹤0.01%
105,251
-10,333
-9% -$22.6K
BNS icon
1687
Scotiabank
BNS
$108B
$199K ﹤0.01%
4,042
-1,605
-28% -$78.9K
DJP icon
1688
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$199K ﹤0.01%
8,026
+255
+3% +$5.95K
ILCV icon
1689
iShares Morningstar Value ETF
ILCV
$1.35B
$199K ﹤0.01%
4,584
+674
+17% +$28.7K
RHT
1690
DELISTED
Red Hat Inc
RHT
$199K ﹤0.01%
2,712
-7,362
-73% -$552K
SPXX icon
1691
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$198K ﹤0.01%
14,664
+3,039
+26% +$40.9K
WTW icon
1692
Willis Towers Watson
WTW
$31.8B
$198K ﹤0.01%
1,592
-347
-18% -$42.8K
HEP
1693
DELISTED
Holly Energy Partners, L.P.
HEP
$198K ﹤0.01%
5,721
+2,079
+57% +$70.3K
SNLN
1694
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$198K ﹤0.01%
+10,798
New +$199K
HIO
1695
Western Asset High Income Opportunity Fund
HIO
$340M
$197K ﹤0.01%
40,139
-15,586
-28% -$74.4K
NCA icon
1696
Nuveen California Municipal Value Fund
NCA
$304M
$197K ﹤0.01%
17,645
– –
SPWR
1697
DELISTED
SunPower Corporation Common Stock
SPWR
$197K ﹤0.01%
19,339
+1,116
+6% +$13.1K
DKS icon
1698
Dick's Sporting Goods
DKS
$18.4B
$195K ﹤0.01%
4,335
-221
-5% -$9.63K
HL icon
1699
Hecla Mining
HL
$11.9B
$195K ﹤0.01%
38,223
-39,716
-51% -$161K
ALNY icon
1700
Alnylam Pharmaceuticals
ALNY
$29.6B
$194K ﹤0.01%
3,494
+2,853
+445% +$180K
66 67
68
69 70

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.