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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYI icon
1526
Acuity Brands
AYI
$10.6B
$518K ﹤0.01%
2,945
-3,578
-55% -$595K
NSLR
1527
Neostellar Capital Corp
NSLR
$273M
$518K ﹤0.01%
113,137
-81
-0.1% -$401
CS
1528
DELISTED
Credit Suisse Group
CS
$518K ﹤0.01%
29,065
+1,186
+4% +$19.6K
SUI icon
1529
Sun Communities
SUI
$14.4B
$517K ﹤0.01%
5,568
+450
+9% +$41.3K
RMT
1530
Royce Micro-Cap Trust
RMT
$759M
$514K ﹤0.01%
54,412
-1,424
-3% -$13.3K
SFNC icon
1531
Simmons First National
SFNC
$3.4B
$514K ﹤0.01%
+18,000
New +$517K
SNLN
1532
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$514K ﹤0.01%
28,220
+3,327
+13% +$60.8K
JHS
1533
John Hancock Income Securities Trust
JHS
$127M
$511K ﹤0.01%
34,366
+2,803
+9% +$41.3K
BGS icon
1534
B&G Foods
BGS
$276M
$510K ﹤0.01%
14,522
+5,302
+58% +$182K
FCEF icon
1535
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$510K ﹤0.01%
23,166
+6,443
+39% +$141K
SCM icon
1536
Stellus Capital Investment Corp
SCM
$245M
$509K ﹤0.01%
38,734
-2,541
-6% -$34.1K
GQRE icon
1537
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$508K ﹤0.01%
8,094
+454
+6% +$28.5K
FTQI icon
1538
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$938M
$507K ﹤0.01%
21,973
+1,585
+8% +$35.9K
VCV icon
1539
Invesco California Value Municipal Income Trust
VCV
$525M
$507K ﹤0.01%
40,297
+25
+0.1% +$321
SPVM icon
1540
Invesco S&P 500 Value with Momentum ETF
SPVM
$131M
$506K ﹤0.01%
13,054
+12,654
+3,164% +$482K
XT icon
1541
iShares Future Exponential Technologies ETF
XT
$3.99B
$506K ﹤0.01%
14,300
-3,272
-19% -$115K
EXPE icon
1542
Expedia Group
EXPE
$37.7B
$504K ﹤0.01%
4,215
-888
-17% -$115K
FIS icon
1543
Fidelity National Information Services
FIS
$21.9B
$504K ﹤0.01%
5,370
+1,237
+30% +$116K
MFA
1544
MFA Financial
MFA
$919M
$504K ﹤0.01%
15,940
-113
-0.7% -$3.73K
NI icon
1545
NiSource
NI
$20B
$504K ﹤0.01%
19,620
-1,238
-6% -$32.9K
PSLV icon
1546
Sprott Physical Silver Trust
PSLV
$13.7B
$504K ﹤0.01%
79,450
-7,263
-8% -$45.6K
LLL
1547
DELISTED
L3 Technologies, Inc.
LLL
$504K ﹤0.01%
2,543
-3,754
-60% -$715K
BCIC
1548
BCP Investment Corp
BCIC
$94.7M
$502K ﹤0.01%
14,720
-1,600
-10% -$55.2K
SHPG
1549
DELISTED
Shire pic
SHPG
$502K ﹤0.01%
3,239
-320
-9% -$47.4K
ATCO
1550
DELISTED
Atlas Corp.
ATCO
$501K ﹤0.01%
74,295
+37,500
+102% +$245K
60 61
62
63 64

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.