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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
1476
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$593K 0.01%
25,491
-1,133
-4% -$26.5K
FCOR icon
1477
Fidelity Corporate Bond ETF
FCOR
$353M
$590K ﹤0.01%
12,147
-16,212
-57% -$787K
FLR icon
1478
Fluor
FLR
$7B
$590K ﹤0.01%
10,165
-5,175
-34% -$282K
COLB icon
1479
Columbia Banking Systems
COLB
$9.18B
$589K ﹤0.01%
15,194
-1,009
-6% -$41.9K
OCSL icon
1480
Oaktree Specialty Lending
OCSL
$1.15B
$589K ﹤0.01%
39,595
-830
-2% -$12.2K
MFEM icon
1481
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$151M
$587K ﹤0.01%
24,212
-1,663
-6% -$40K
IQI icon
1482
Invesco Quality Municipal Securities
IQI
$541M
$586K ﹤0.01%
50,610
+6,279
+14% +$74.8K
IPG
1483
DELISTED
Interpublic Group of Companies
IPG
$584K ﹤0.01%
25,571
+1,271
+5% +$28.8K
FMC icon
1484
FMC
FMC
$1.27B
$582K ﹤0.01%
7,693
-1,337
-15% -$101K
RGLD icon
1485
Royal Gold
RGLD
$19.1B
$581K ﹤0.01%
7,535
-1,095
-13% -$90.1K
AUY
1486
DELISTED
Yamana Gold, Inc.
AUY
$581K ﹤0.01%
233,463
+45,312
+24% +$126K
AWR icon
1487
American States Water
AWR
$3.52B
$580K ﹤0.01%
9,505
-646
-6% -$38.8K
SMOG icon
1488
VanEck Low Carbon Energy ETF
SMOG
$135M
$579K ﹤0.01%
9,935
-338
-3% -$20.2K
AAP icon
1489
Advance Auto Parts
AAP
$3.46B
$578K ﹤0.01%
3,432
-2,667
-44% -$410K
ETY icon
1490
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$578K ﹤0.01%
45,095
+15,221
+51% +$193K
APLE icon
1491
Apple Hospitality REIT
APLE
$3.75B
$577K ﹤0.01%
32,966
-2,333
-7% -$41.4K
FGD icon
1492
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
$577K ﹤0.01%
22,995
-17,696
-43% -$445K
ADAM
1493
Adamas Trust
ADAM
$907M
$576K ﹤0.01%
23,659
-1,018
-4% -$25.5K
PKG icon
1494
Packaging Corp of America
PKG
$22.9B
$576K ﹤0.01%
5,244
-455
-8% -$51.3K
BOX icon
1495
Box
BOX
$4.66B
$574K ﹤0.01%
24,011
+20,987
+694% +$528K
CP icon
1496
Canadian Pacific Kansas City
CP
$82.6B
$572K ﹤0.01%
13,480
-6,210
-32% -$248K
IEZ icon
1497
iShares US Oil Equipment & Services ETF
IEZ
$382M
$571K ﹤0.01%
15,987
+13,107
+455% +$465K
SPTL icon
1498
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$570K ﹤0.01%
16,853
+9,021
+115% +$312K
CLGX
1499
DELISTED
Corelogic, Inc.
CLGX
$570K ﹤0.01%
11,526
+556
+5% +$28.3K
MDB icon
1500
MongoDB
MDB
$38B
$569K ﹤0.01%
6,998
+6,181
+757% +$412K
58 59
60
61 62

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.