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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
126
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$21.6M 0.18%
400,744
+173,041
+76% +$9.29M
UNH icon
127
UnitedHealth
UNH
$373B
$21.6M 0.18%
81,080
+9,310
+13% +$2.42M
PEP icon
128
PepsiCo
PEP
$188B
$21M 0.18%
188,258
+20,806
+12% +$2.36M
ITOT icon
129
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$21M 0.18%
315,245
+68,880
+28% +$4.51M
BRK.A icon
130
Berkshire Hathaway Class A
BRK.A
$1.15T
$20.8M 0.17%
65
+4
+7% +$1.24M
XAR icon
131
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.54B
$20.8M 0.17%
208,925
+33,116
+19% +$3.13M
IMCB icon
132
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$20.5M 0.17%
433,628
+14,048
+3% +$667K
VV icon
133
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$20.4M 0.17%
152,423
-950
-0.6% -$124K
ONEQ icon
134
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$20.3M 0.17%
643,940
+417,760
+185% +$12.9M
IWV icon
135
iShares Russell 3000 ETF
IWV
$20.4B
$20.2M 0.17%
117,176
+1,489
+1% +$252K
AMGN icon
136
Amgen
AMGN
$224B
$19.9M 0.17%
96,093
+2,811
+3% +$554K
BLV icon
137
Vanguard Long-Term Bond ETF
BLV
$5.7B
$19.8M 0.17%
227,054
+13,002
+6% +$1.15M
SCHB icon
138
Schwab US Broad Market ETF
SCHB
$44.8B
$19.8M 0.17%
1,689,564
+189,150
+13% +$2.18M
DD icon
139
DuPont de Nemours
DD
$19.2B
$19.1M 0.16%
117,396
+11,156
+11% +$1.92M
XLE icon
140
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$19.1M 0.16%
503,668
+192,220
+62% +$7.21M
MA icon
141
Mastercard
MA
$491B
$18.9M 0.16%
85,075
+18,759
+28% +$3.91M
MRK icon
142
Merck
MRK
$323B
$18.5M 0.15%
272,970
-8,599
-3% -$548K
GE icon
143
GE Aerospace
GE
$380B
$18.3M 0.15%
335,119
+22,327
+7% +$1.38M
VEU icon
144
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$17.9M 0.15%
343,446
-17,404
-5% -$907K
IGIB icon
145
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$17.3M 0.15%
327,012
-35,276
-10% -$1.88M
XLY icon
146
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$17.3M 0.14%
294,540
+101,116
+52% +$5.76M
MDYG icon
147
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$17.2M 0.14%
308,374
+252,635
+453% +$14.1M
FHLC icon
148
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$17.1M 0.14%
364,913
+205,730
+129% +$9.17M
ABUS icon
149
Arbutus Biopharma
ABUS
$905M
$17.1M 0.14%
1,765,415
+100
+0% +$993
O icon
150
Realty Income
O
$58.3B
$17M 0.14%
308,385
-1,696
-0.5% -$93.4K
4 5
6
7 8

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.