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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHS
1451
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$620K 0.01%
56,543
-5,308
-9% -$57.8K
VFMF icon
1452
Vanguard US Multifactor ETF
VFMF
$930M
$620K 0.01%
+7,526
New +$618K
FIVE icon
1453
Five Below
FIVE
$13.4B
$619K 0.01%
4,757
-493
-9% -$54.9K
MDU icon
1454
MDU Resources
MDU
$4.27B
$614K 0.01%
62,946
-24,669
-28% -$264K
BOUT icon
1455
CapForce IBD Breakout Opportunities ETF
BOUT
$15.7M
$610K 0.01%
+24,730
New +$610K
EWU icon
1456
iShares MSCI United Kingdom ETF
EWU
$4.13B
$609K 0.01%
17,873
-410
-2% -$14K
RITM icon
1457
Rithm Capital
RITM
$5.79B
$609K 0.01%
34,235
-5,724
-14% -$104K
UCON icon
1458
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$609K 0.01%
+24,173
New +$609K
HP icon
1459
Helmerich & Payne
HP
$4.3B
$607K 0.01%
8,835
-13,557
-61% -$865K
LDOS icon
1460
Leidos
LDOS
$17.9B
$606K 0.01%
8,800
-353
-4% -$24K
JHY
1461
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$605K 0.01%
62,600
-350
-0.6% -$3.45K
ISCV icon
1462
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
$604K 0.01%
11,790
+1,842
+19% +$95.6K
OXLC
1463
Oxford Lane Capital
OXLC
$950M
$604K 0.01%
11,408
+2,741
+32% +$150K
WFC.PRL icon
1464
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$604K 0.01%
469
+39
+9% +$49.8K
BFK
1465
DELISTED
BlackRock Municipal Income Trust
BFK
$602K 0.01%
48,416
+14,270
+42% +$185K
RLJ icon
1466
RLJ Lodging Trust
RLJ
$1.67B
$602K 0.01%
27,307
+1,468
+6% +$32.6K
CF icon
1467
CF Industries
CF
$17.7B
$601K 0.01%
11,023
-1,149
-9% -$55.4K
GPN icon
1468
Global Payments
GPN
$25.1B
$601K 0.01%
4,713
+1,262
+37% +$152K
RMD icon
1469
ResMed
RMD
$32.9B
$601K 0.01%
5,221
+1,317
+34% +$144K
APPN icon
1470
Appian
APPN
$2.65B
$600K 0.01%
18,287
+15,557
+570% +$531K
BPL
1471
DELISTED
Buckeye Partners, L.P.
BPL
$599K 0.01%
16,635
-7,516
-31% -$269K
KMF
1472
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$597K 0.01%
46,624
+44,344
+1,945% +$581K
RYN icon
1473
Rayonier
RYN
$6.54B
$595K 0.01%
19,379
-9,074
-32% -$291K
SFNC icon
1474
Simmons First National
SFNC
$3.46B
$595K 0.01%
20,200
+3,700
+22% +$114K
UHS icon
1475
Universal Health Services
UHS
$10.1B
$594K 0.01%
4,644
+1,789
+63% +$220K
57 58
59
60 61

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.