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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRME icon
1426
First Merchants
FRME
$2.72B
$639K 0.01%
14,430
-12
-0.1% -$571
OGE icon
1427
OGE Energy
OGE
$9.71B
$638K 0.01%
17,544
+5,046
+40% +$184K
GWRE icon
1428
Guidewire Software
GWRE
$15.2B
$637K 0.01%
6,329
+284
+5% +$27.3K
TLI
1429
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$636K 0.01%
63,938
-5,177
-7% -$51.8K
EWW icon
1430
iShares MSCI Mexico ETF
EWW
$1.87B
$635K 0.01%
12,395
+11,435
+1,191% +$579K
SCD
1431
LMP Capital and Income Fund
SCD
$363M
$634K 0.01%
46,422
+1,163
+3% +$15.9K
STT icon
1432
State Street
STT
$52.2B
$634K 0.01%
7,555
-10,579
-58% -$930K
PIO icon
1433
Invesco Global Water ETF
PIO
$278M
$633K 0.01%
24,635
+1,686
+7% +$43.1K
NTNX icon
1434
Nutanix
NTNX
$18.4B
$630K 0.01%
14,739
+6,794
+86% +$359K
SGDJ icon
1435
Sprott Junior Gold Miners ETF
SGDJ
$333M
$630K 0.01%
26,323
+4,856
+23% +$128K
BMO icon
1436
Bank of Montreal
BMO
$129B
$629K 0.01%
7,566
+1,363
+22% +$110K
ECC
1437
Eagle Point Credit Company
ECC
$512M
$629K 0.01%
35,136
+19,557
+126% +$357K
GNR icon
1438
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$629K 0.01%
12,432
-8,640
-41% -$426K
KYN icon
1439
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$629K 0.01%
35,254
+21,935
+165% +$409K
HOG icon
1440
Harley-Davidson
HOG
$2.9B
$628K 0.01%
13,850
+857
+7% +$37.2K
IGE icon
1441
iShares North American Natural Resources ETF
IGE
$781M
$627K 0.01%
17,472
-1,986
-10% -$71.7K
RZG icon
1442
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$626K 0.01%
14,019
-369,780
-96% -$16.5M
BGIO
1443
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$626K 0.01%
69,901
-132
-0.2% -$1.18K
PII icon
1444
Polaris
PII
$3.91B
$625K 0.01%
6,196
-780
-11% -$87.1K
DBO icon
1445
Invesco DB Oil Fund
DBO
$387M
$624K 0.01%
46,203
-2,946
-6% -$36.4K
EQIX icon
1446
Equinix
EQIX
$106B
$624K 0.01%
1,444
-68
-4% -$29.8K
PXH icon
1447
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$623K 0.01%
29,475
+3,960
+16% +$83.3K
DIG icon
1448
ProShares Ultra Energy
DIG
$83.4M
$621K 0.01%
11,440
-10,508
-48% -$553K
GWPH
1449
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$621K 0.01%
3,610
+553
+18% +$79.7K
DFJ icon
1450
WisdomTree Japan SmallCap Dividend Fund
DFJ
$404M
$620K 0.01%
8,007
+298
+4% +$22.5K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.