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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
1426
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$95K ﹤0.01%
7,250
+5,450
+303% +$70.4K
VTA
1427
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$95K ﹤0.01%
7,500
-174
-2% -$2.22K
QEP
1428
DELISTED
QEP RESOURCES, INC.
QEP
$95K ﹤0.01%
3,402
+19
+0.6% +$549
DUC
1429
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$95K ﹤0.01%
9,086
+2,872
+46% +$29.8K
HSH
1430
DELISTED
HILLSHIRE BRANDS CO
HSH
$95K ﹤0.01%
3,076
+51
+2% +$1.69K
LNCO
1431
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$95K ﹤0.01%
3,260
-200
-6% -$5.81K
BKH icon
1432
Black Hills Corp
BKH
$5.59B
$94K ﹤0.01%
1,879
-668
-26% -$33.8K
GRMN
1433
Garmin
GRMN
$59.7B
$94K ﹤0.01%
2,064
+534
+35% +$21.2K
M icon
1434
Macy's
M
$6.45B
$94K ﹤0.01%
2,121
-999
-32% -$46.7K
ARNA
1435
DELISTED
Arena Pharmaceuticals Inc
ARNA
$94K ﹤0.01%
1,775
-110
-6% -$7.39K
NUC
1436
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
$94K ﹤0.01%
6,600
– –
FUND
1437
Sprott Focus Trust
FUND
$319M
$93K ﹤0.01%
13,081
+175
+1% +$1.25K
OMEX icon
1438
Odyssey Marine Exploration
OMEX
$52.7M
$93K ﹤0.01%
2,582
+1,366
+112% +$51.7K
VIVO
1439
DELISTED
Meridian Bioscience Inc
VIVO
$93K ﹤0.01%
3,928
+53
+1% +$1.24K
AV
1440
DELISTED
Aviva Plc
AV
$93K ﹤0.01%
6,925
-1,407
-17% -$17K
ZION icon
1441
Zions Bancorporation
ZION
$10.4B
$92K ﹤0.01%
3,272
-101
-3% -$2.95K
MUA icon
1442
BlackRock MuniAssets Fund
MUA
$518M
$91K ﹤0.01%
7,616
+13
+0.2% +$155
MYI icon
1443
BlackRock MuniYield Quality Fund III
MYI
$717M
$91K ﹤0.01%
6,938
-267
-4% -$3.44K
VFL
1444
DELISTED
abrdn National Municipal Income Fund
VFL
$91K ﹤0.01%
7,650
– –
AMU
1445
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$91K ﹤0.01%
+3,230
New +$91.3K
AMG icon
1446
Affiliated Managers Group
AMG
$9.48B
$90K ﹤0.01%
484
+21
+5% +$3.73K
FLRN icon
1447
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$90K ﹤0.01%
2,920
+339
+13% +$10.4K
FMY
1448
First Trust Mortgage Income Fund
FMY
$49.2M
$90K ﹤0.01%
5,800
– –
VCR icon
1449
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$90K ﹤0.01%
911
+510
+127% +$49K
UBNK
1450
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$90K ﹤0.01%
5,584
+2,800
+101% +$44.9K
56 57
58
59 60

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.