We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAG icon
1401
STAG Industrial
STAG
$7.08B
$436K 0.01%
17,404
+6,508
+60% +$159K
EUFN icon
1402
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$434K 0.01%
21,355
+8,887
+71% +$175K
RIO icon
1403
Rio Tinto
RIO
$164B
$434K 0.01%
10,685
-1,117
-9% -$47.5K
WWAV
1404
DELISTED
The WhiteWave Foods Company
WWAV
$433K 0.01%
7,707
-8
-0.1% -$441
AZO icon
1405
AutoZone
AZO
$49.7B
$432K 0.01%
598
+13
+2% +$9.63K
INDA icon
1406
iShares MSCI India ETF
INDA
$6.6B
$432K 0.01%
13,715
-15,862
-54% -$465K
VR
1407
DELISTED
Validus Hold Ltd
VR
$431K 0.01%
7,629
-298
-4% -$17K
FLN icon
1408
First Trust Latin America AlphaDEX Fund
FLN
$36.1M
$430K 0.01%
20,565
+14,168
+221% +$295K
PEO
1409
Adams Natural Resources Fund
PEO
$774M
$430K 0.01%
23,016
– –
DPZ icon
1410
Domino's
DPZ
$11.8B
$429K 0.01%
2,333
+8
+0.3% +$1.43K
NHS
1411
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$429K 0.01%
36,503
-1,106
-3% -$13.1K
OLED icon
1412
Universal Display
OLED
$4.32B
$428K 0.01%
4,978
+3,229
+185% +$232K
CP icon
1413
Canadian Pacific Kansas City
CP
$80.8B
$427K 0.01%
14,490
+325
+2% +$9.65K
SCCO icon
1414
Southern Copper
SCCO
$164B
$427K 0.01%
12,989
-1,778
-12% -$59.5K
FXB icon
1415
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$426K 0.01%
3,482
-1,043
-23% -$126K
NCV
1416
Virtus Convertible & Income Fund
NCV
$393M
$425K 0.01%
15,731
+1,151
+8% +$30.8K
GGN
1417
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$424K 0.01%
75,746
-10,724
-12% -$58.9K
NSLR
1418
Neostellar Capital Corp
NSLR
$282M
$422K 0.01%
112,265
+1,263
+1% +$5.51K
IPFF
1419
DELISTED
iShares International Preferred Stock ETF
IPFF
$422K 0.01%
24,366
-6,284
-21% -$106K
RSX
1420
DELISTED
VanEck Russia ETF
RSX
$421K 0.01%
20,374
-7,199
-26% -$152K
JHML icon
1421
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$420K 0.01%
+13,615
New +$412K
RC
1422
Ready Capital
RC
$323M
$420K 0.01%
29,075
+13,235
+84% +$180K
IYY icon
1423
iShares Dow Jones US ETF
IYY
$3.06B
$416K 0.01%
7,032
-8,276
-54% -$483K
JXI icon
1424
iShares Global Utilities ETF
JXI
$306M
$416K 0.01%
8,598
+74
+0.9% +$3.41K
GT icon
1425
Goodyear
GT
$1.75B
$414K 0.01%
11,531
+1,931
+20% +$65.6K
55 56
57
58 59

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.