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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
1401
BlackRock Core Bond Trust
BHK
$661M
$261K ﹤0.01%
20,627
+7,068
+52% +$90.5K
YMLI
1402
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$261K ﹤0.01%
20,717
+126
+0.6% +$1.7K
FAN icon
1403
First Trust Global Wind Energy ETF
FAN
$285M
$260K ﹤0.01%
22,928
+21,528
+1,538% +$241K
RGEN icon
1404
Repligen
RGEN
$9.45B
$260K ﹤0.01%
9,212
+798
+9% +$23K
INVN
1405
DELISTED
Invensense Inc
INVN
$260K ﹤0.01%
25,517
-2,925
-10% -$32.4K
MFIC icon
1406
MidCap Financial Investment
MFIC
$811M
$259K ﹤0.01%
16,533
-1,633
-9% -$27.9K
RMTI icon
1407
Rockwell Medical
RMTI
$30.9M
$259K ﹤0.01%
230
– –
SAP icon
1408
SAP
SAP
$242B
$258K ﹤0.01%
3,289
-161
-5% -$12.4K
SAR icon
1409
Saratoga Investment
SAR
$314M
$258K ﹤0.01%
16,734
+2,233
+15% +$35K
USRT icon
1410
iShares Core US REIT ETF
USRT
$4.63B
$258K ﹤0.01%
5,463
-202
-4% -$9.38K
SVVC
1411
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$258K ﹤0.01%
31,570
+6,675
+27% +$53.2K
BLH
1412
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$258K ﹤0.01%
17,300
+8,700
+101% +$130K
BCS.PRA.CL
1413
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$258K ﹤0.01%
9,950
-2,178
-18% -$56.3K
ISCG icon
1414
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.03B
$257K ﹤0.01%
11,448
-402
-3% -$9.11K
HES
1415
DELISTED
Hess
HES
$256K ﹤0.01%
5,273
-273
-5% -$15.5K
MNK
1416
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$256K ﹤0.01%
3,431
-719
-17% -$48.4K
BFH icon
1417
Bread Financial
BFH
$4.51B
$255K ﹤0.01%
1,158
+221
+24% +$50K
BMO icon
1418
Bank of Montreal
BMO
$129B
$255K ﹤0.01%
4,521
+223
+5% +$12.8K
NGLS
1419
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$255K ﹤0.01%
15,498
-3,640
-19% -$90.1K
AAXJ icon
1420
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$254K ﹤0.01%
4,755
-289
-6% -$16.1K
ACP
1421
abrdn Income Credit Strategies Fund
ACP
$644M
$254K ﹤0.01%
23,135
+7,017
+44% +$83.8K
EG icon
1422
Everest Group
EG
$14B
$253K ﹤0.01%
1,387
+482
+53% +$87.6K
FXN icon
1423
First Trust Energy AlphaDEX Fund
FXN
$387M
$253K ﹤0.01%
18,255
-355
-2% -$5.56K
BSJI
1424
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$253K ﹤0.01%
10,667
+9,113
+586% +$223K
INDA icon
1425
iShares MSCI India ETF
INDA
$6.58B
$252K ﹤0.01%
9,164
+4,427
+93% +$124K
55 56
57
58 59

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.