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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
1351
United Airlines
UAL
$41B
$718K 0.01%
8,062
-3,882
-33% -$320K
SUNS
1352
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$714K 0.01%
42,746
-7,065
-14% -$119K
DGS icon
1353
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$710K 0.01%
15,537
-6,114
-28% -$287K
HFRO
1354
Highland Opportunities and Income Fund
HFRO
$398M
$710K 0.01%
46,024
-26,257
-36% -$413K
SVC
1355
Service Properties Trust
SVC
$1.06B
$710K 0.01%
4,926
+821
+20% +$118K
WAB icon
1356
Wabtec
WAB
$50.3B
$710K 0.01%
6,768
+666
+11% +$71.8K
FCE.A
1357
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$710K 0.01%
28,326
-23,425
-45% -$571K
SHYD icon
1358
VanEck Short High Yield Muni ETF
SHYD
$456M
$707K 0.01%
29,100
+3,818
+15% +$93.4K
UCTT
1359
Ultra Clean Holdings
UCTT
$4.21B
$706K 0.01%
56,232
+8,256
+17% +$120K
SVVC
1360
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$706K 0.01%
41,675
-5,265
-11% -$76.7K
WTMF icon
1361
WisdomTree Managed Futures Strategy Fund
WTMF
$250M
$703K 0.01%
17,240
+1,780
+12% +$71.7K
EXR icon
1362
Extra Space Storage
EXR
$31.6B
$698K 0.01%
8,049
+1,155
+17% +$107K
ISCG icon
1363
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.03B
$698K 0.01%
19,686
+8,226
+72% +$286K
SNAP icon
1364
Snap
SNAP
$8.96B
$697K 0.01%
82,337
+11,703
+17% +$136K
JRS icon
1365
Nuveen Real Estate Income Fund
JRS
$248M
$696K 0.01%
70,985
-810
-1% -$8.16K
MGA icon
1366
Magna International
MGA
$18.7B
$696K 0.01%
13,209
+7,794
+144% +$438K
ODFL icon
1367
Old Dominion Freight Line
ODFL
$44.7B
$694K 0.01%
12,912
+2,838
+28% +$144K
RIO icon
1368
Rio Tinto
RIO
$160B
$693K 0.01%
13,589
-727
-5% -$37K
IMCG icon
1369
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$692K 0.01%
17,652
+5,202
+42% +$199K
TTWO icon
1370
Take-Two Interactive
TTWO
$45.2B
$692K 0.01%
5,014
+135
+3% +$17.2K
AMCX icon
1371
AMC Global Media
AMCX
$496M
$691K 0.01%
10,426
+1,419
+16% +$88.5K
OPK icon
1372
Opko Health
OPK
$1.04B
$689K 0.01%
199,105
-64,808
-25% -$344K
OAK
1373
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$688K 0.01%
16,619
-1,887
-10% -$77.6K
BCS.PRD.CL
1374
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$688K 0.01%
26,420
+2,344
+10% +$61.9K
NTAP icon
1375
NetApp
NTAP
$40.2B
$686K 0.01%
7,986
+3,431
+75% +$283K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.