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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
1326
iShares Morningstar Mid-Cap ETF
IMCB
$1.73B
$232K 0.01%
6,288
+2,344
+59% +$83.7K
RMT
1327
Royce Micro-Cap Trust
RMT
$780M
$232K 0.01%
22,984
-8,355
-27% -$95.4K
RXI icon
1328
iShares Global Consumer Discretionary ETF
RXI
$274M
$231K 0.01%
2,715
+446
+20% +$36.8K
VONE icon
1329
Vanguard Russell 1000 ETF
VONE
$8.73B
$230K 0.01%
2,426
+2,217
+1,061% +$205K
PPH icon
1330
VanEck Pharmaceutical ETF
PPH
$990M
$229K 0.01%
3,556
-158
-4% -$10.1K
DCP
1331
DELISTED
DCP Midstream, LP
DCP
$229K 0.01%
5,031
+89
+2% +$4.45K
DSUM
1332
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$229K 0.01%
9,413
+311
+3% +$7.7K
CCL icon
1333
Carnival Corporation Ltd
CCL
$39B
$228K 0.01%
5,056
+487
+11% +$19.9K
LLTC
1334
DELISTED
Linear Technology Corp
LLTC
$228K 0.01%
4,996
+1,101
+28% +$47.9K
BMRN icon
1335
BioMarin Pharmaceuticals
BMRN
$13.2B
$227K 0.01%
2,514
-513
-17% -$42.7K
IQI icon
1336
Invesco Quality Municipal Securities
IQI
$540M
$227K 0.01%
18,189
+174
+1% +$2.15K
TIF
1337
DELISTED
Tiffany & Co.
TIF
$227K 0.01%
2,127
+1,606
+308% +$161K
FXL icon
1338
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$226K 0.01%
6,534
-37,947
-85% -$1.25M
JBLU icon
1339
JetBlue
JBLU
$2.2B
$226K 0.01%
14,182
+13,682
+2,736% +$177K
DTH icon
1340
WisdomTree International High Dividend Fund
DTH
$661M
$225K 0.01%
5,311
+3,880
+271% +$170K
WAFD icon
1341
WaFd
WAFD
$2.81B
$225K 0.01%
+10,159
New +$217K
NXR
1342
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$225K 0.01%
15,800
+6,300
+66% +$88.3K
NE
1343
DELISTED
Noble Corporation
NE
$225K 0.01%
13,559
+11,499
+558% +$219K
ALDR
1344
DELISTED
Alder Biopharmaceuticals
ALDR
$225K 0.01%
7,750
+6,900
+812% +$124K
FTSM icon
1345
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$224K 0.01%
+3,740
New +$224K
XNTK icon
1346
State Street SPDR NYSE Technology ETF
XNTK
$2.27B
$224K 0.01%
4,406
+208
+5% +$10.1K
APH icon
1347
Amphenol
APH
$204B
$223K ﹤0.01%
16,404
+4,812
+42% +$61.6K
EFX icon
1348
Equifax
EFX
$21.8B
$223K ﹤0.01%
2,741
+960
+54% +$74.3K
EMO
1349
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$223K ﹤0.01%
1,892
+109
+6% +$12.6K
FXU icon
1350
First Trust Utilities AlphaDEX Fund
FXU
$831M
$223K ﹤0.01%
8,973
+297
+3% +$7.11K
52 53
54
55 56

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.