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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAF icon
1326
First American
FAF
$7.32B
$112K ﹤0.01%
4,582
– –
FTF
1327
Franklin Limited Duration Income Trust
FTF
$236M
$112K ﹤0.01%
8,590
+80
+0.9% +$1.02K
SOXX icon
1328
iShares Semiconductor ETF
SOXX
$45.2B
$112K ﹤0.01%
5,028
+4,608
+1,097% +$99.8K
CII icon
1329
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$111K ﹤0.01%
8,571
-1,725
-17% -$22.4K
CNP icon
1330
CenterPoint Energy
CNP
$26.5B
$111K ﹤0.01%
4,591
+141
+3% +$3.36K
FNX icon
1331
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$111K ﹤0.01%
2,423
– –
KIE icon
1332
State Street SPDR S&P Insurance ETF
KIE
$678M
$111K ﹤0.01%
5,850
+4,350
+290% +$81.4K
WYNN icon
1333
Wynn Resorts
WYNN
$10.8B
$111K ﹤0.01%
700
-228
-25% -$31.9K
S
1334
DELISTED
Sprint Corporation
S
$111K ﹤0.01%
+16,716
New +$110K
CHH icon
1335
Choice Hotels
CHH
$4.62B
$110K ﹤0.01%
2,540
+6
+0.2% +$249
EL icon
1336
Estee Lauder
EL
$31.8B
$110K ﹤0.01%
1,580
+62
+4% +$4.2K
EPC icon
1337
Edgewell Personal Care
EPC
$1.32B
$110K ﹤0.01%
1,582
+72
+5% +$5.32K
MUR icon
1338
Murphy Oil
MUR
$5.12B
$110K ﹤0.01%
1,820
+260
+17% +$15.3K
NTAP icon
1339
NetApp
NTAP
$38.9B
$110K ﹤0.01%
2,637
-502
-16% -$20.9K
PALI icon
1340
Palisade Bio
PALI
$372M
– –
0
– –
PLD icon
1341
Prologis
PLD
$133B
$110K ﹤0.01%
2,924
+123
+4% +$4.64K
UDR icon
1342
UDR
UDR
$12B
$110K ﹤0.01%
4,633
+120
+3% +$2.92K
TE
1343
DELISTED
TECO ENERGY INC
TE
$110K ﹤0.01%
6,626
-549
-8% -$9.36K
SD
1344
DELISTED
SANDRIDGE ENERGY, INC.
SD
$110K ﹤0.01%
18,764
-134
-0.7% -$718
HCBK
1345
DELISTED
HUDSON CITY BANCORP INC
HCBK
$110K ﹤0.01%
12,283
+1,497
+14% +$14.1K
WPZ
1346
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$110K ﹤0.01%
2,204
-688
-24% -$32.9K
DHC
1347
Diversified Healthcare Trust
DHC
$1.98B
$109K ﹤0.01%
4,731
+1,171
+33% +$28.3K
FWONA icon
1348
Liberty Media Series A
FWONA
$23.4B
$109K ﹤0.01%
4,154
+180
+5% +$4.52K
IVOV icon
1349
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$109K ﹤0.01%
2,660
-2,432
-48% -$97.7K
MFIC icon
1350
MidCap Financial Investment
MFIC
$804M
$109K ﹤0.01%
4,446
-5,131
-54% -$125K
52 53
54
55 56

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.