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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
1276
iShares Semiconductor ETF
SOXX
$46.6B
$322K 0.01%
10,752
+9,087
+546% +$271K
MIE
1277
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$322K 0.01%
30,802
-5,711
-16% -$65.3K
MBLY
1278
DELISTED
Mobileye N.V.
MBLY
$322K 0.01%
7,638
+1,769
+30% +$79.1K
IESM
1279
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$322K 0.01%
10,872
-3,271
-23% -$100K
KED
1280
DELISTED
Kayne Anderson Energy
KED
$322K 0.01%
18,307
+1,025
+6% +$19.7K
WAFD icon
1281
WaFd
WAFD
$2.81B
$320K 0.01%
13,427
+295
+2% +$7.26K
KYE
1282
DELISTED
Kayne Anderson Energy
KYE
$320K 0.01%
37,644
-4,580
-11% -$56.4K
FT
1283
Franklin Universal Trust
FT
$198M
$319K 0.01%
55,644
+31,444
+130% +$186K
GPN icon
1284
Global Payments
GPN
$25.1B
$319K 0.01%
4,984
+2,200
+79% +$148K
MOO icon
1285
VanEck Agribusiness ETF
MOO
$972M
$319K 0.01%
6,859
-968
-12% -$46.6K
PSCU icon
1286
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$318K 0.01%
7,717
+7,266
+1,611% +$296K
PDCO
1287
DELISTED
Patterson Companies, Inc.
PDCO
$318K 0.01%
7,078
+3,301
+87% +$152K
HYLD
1288
DELISTED
High Yield ETF
HYLD
$318K 0.01%
9,726
+633
+7% +$22.3K
CME icon
1289
CME Group
CME
$96.1B
$317K 0.01%
3,500
+592
+20% +$55.7K
DINO icon
1290
HF Sinclair
DINO
$16.3B
$316K 0.01%
7,927
+847
+12% +$40.1K
DPZ icon
1291
Domino's
DPZ
$11.6B
$315K 0.01%
2,829
-449
-14% -$48.1K
MNRO icon
1292
Monro
MNRO
$352M
$315K 0.01%
4,765
+1,202
+34% +$85.5K
VICR icon
1293
Vicor
VICR
$10.4B
$315K 0.01%
+34,500
New +$332K
BHI
1294
DELISTED
Baker Hughes
BHI
$315K 0.01%
6,794
-848
-11% -$43.4K
PETS icon
1295
PetMed Express
PETS
$43.4M
$314K 0.01%
18,336
-2,317
-11% -$38.9K
SPE
1296
Special Opportunities Fund
SPE
$145M
$313K 0.01%
24,836
+6,266
+34% +$85.1K
NUAN
1297
DELISTED
Nuance Communications, Inc.
NUAN
$313K 0.01%
18,187
+807
+5% +$13.1K
LEN icon
1298
Lennar Class A
LEN
$21.1B
$312K 0.01%
6,717
+371
+6% +$17.7K
VXZ
1299
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$312K 0.01%
7,054
+7,004
+14,008% +$317K
FTA icon
1300
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$311K 0.01%
8,069
-730
-8% -$28.9K
50 51
52
53 54

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.