Ladenburg Thalmann Financial Services’s iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 VXZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio VXZ Stock Details VXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-700	Closed	-$15K	–	5203
2017 Q3	$15K	Sell	700 -50	-7%	-$1.08K	﹤0.01%	3872
2017 Q2	$17K	Sell	750 -25,289	-97%	-$623K	﹤0.01%	3724
2017 Q1	$901K	Buy	26,039 +338	+1%	+$10.1K	0.01%	955
2016 Q4	$905K	Buy	25,701 +18,630	+263%	+$668K	0.01%	897
2016 Q3	$275K	Buy	7,071 +549	+8%	+$21.8K	﹤0.01%	1538
2016 Q2	$276K	Sell	6,522 -32	-0.5%	-$1.41K	﹤0.01%	1467
2016 Q1	$333K	Sell	6,554 -500	-7%	-$24.4K	0.01%	1273
2015 Q4	$312K	Buy	7,054 +7,004	+14,008%	+$317K	0.01%	1299
2015 Q3	$3K	Hold	50	–	–	﹤0.01%	4189
2015 Q2	$2K	Sell	50 -652	-93%	-$30.1K	﹤0.01%	4396
2015 Q1	$35K	Buy	702 +652	+1,304%	+$34.1K	﹤0.01%	2827
2014 Q4	$3K	Hold	50	–	–	﹤0.01%	3969
2014 Q3	$3K	Sell	50 -14,694	-100%	-$731K	﹤0.01%	3615
2014 Q2	$745K	Sell	14,744 -12	-0.1%	-$677	0.02%	604
2014 Q1	$894K	Sell	14,756 -197	-1%	-$12.3K	0.03%	495
2013 Q4	$940K	Buy	14,953 +2,815	+23%	+$198K	0.03%	464
2013 Q3	$910K	Buy	+12,138	New	+$956K	0.03%	447

Other funds holding VXZ

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Calton & Associates Tampa, Florida $696M AUM 18.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's VXZ Position: Q4 2017 in Review

Ladenburg Thalmann Financial Services sold out of iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 (VXZ) in Q4 2017, closing a stake of 700 shares — an estimated $15K sold.

Ladenburg Thalmann Financial Services first reported a position in VXZ in Q3 2013 and held it in 17 quarters. The position peaked at $940K in Q4 2013. 11 funds tracked by Wall St. Rank hold VXZ as of Q4 2017.

Ladenburg Thalmann Financial Services reported no remaining iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position as of Q4 2017 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 700 iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 shares in Q4 2017, an estimated $15K.
Ladenburg Thalmann Financial Services first reported a position in iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 in Q3 2013 and held it in 17 quarters.
Ladenburg Thalmann Financial Services's iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position peaked at $940K in Q4 2013.
11 funds tracked by Wall St. Rank held iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 as of Q4 2017.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.