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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEO
1276
DELISTED
CNOOC Limited
CEO
$123K ﹤0.01%
624
+78
+14% +$14.8K
TNH
1277
DELISTED
Terra Nitrogen
TNH
$123K ﹤0.01%
608
+124
+26% +$26.5K
IPS
1278
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$123K ﹤0.01%
3,322
+145
+5% +$5.53K
AVT icon
1279
Avnet
AVT
$7.87B
$122K ﹤0.01%
2,939
+982
+50% +$37.9K
ATHX
1280
DELISTED
Athersys, Inc. Common Stock
ATHX
$122K ﹤0.01%
2,983
+17
+0.6% +$722
CVRR
1281
DELISTED
CVR Refining, LP
CVRR
$122K ﹤0.01%
4,900
+250
+5% +$6.75K
FDS icon
1282
Factset
FDS
$10.1B
$121K ﹤0.01%
1,110
+376
+51% +$40.6K
MAV
1283
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$121K ﹤0.01%
8,976
-3,600
-29% -$48.3K
WFC.PRL icon
1284
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$121K ﹤0.01%
106
– –
RESP
1285
DELISTED
WisdomTree U.S. ESG Fund
RESP
$121K ﹤0.01%
5,994
+12
+0.2% +$242
AON icon
1286
Aon
AON
$75.6B
$120K ﹤0.01%
1,592
+14
+0.9% +$961
FGB
1287
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$120K ﹤0.01%
14,730
-352
-2% -$2.92K
HLF icon
1288
Herbalife
HLF
$1.23B
$120K ﹤0.01%
3,526
-328
-9% -$10.1K
PODD icon
1289
Insulet
PODD
$10B
$120K ﹤0.01%
3,301
+3,247
+6,013% +$109K
VMO icon
1290
Invesco Municipal Opportunity Trust
VMO
$663M
$120K ﹤0.01%
10,183
+5,398
+113% +$63K
APH icon
1291
Amphenol
APH
$206B
$119K ﹤0.01%
11,960
-216
-2% -$2.11K
ONIT
1292
Onity Group
ONIT
$328M
$119K ﹤0.01%
146
-212
-59% -$160K
BRW
1293
Saba Capital Income & Opportunities Fund
BRW
$336M
$118K ﹤0.01%
9,745
+4,069
+72% +$49.7K
XLNX
1294
DELISTED
Xilinx Inc
XLNX
$118K ﹤0.01%
2,528
+1,094
+76% +$49.2K
SAGG
1295
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$118K ﹤0.01%
3,290
+55
+2% +$1.99K
CHW
1296
Calamos Global Dynamic Income Fund
CHW
$552M
$117K ﹤0.01%
13,800
+810
+6% +$6.81K
CSM icon
1297
ProShares Large Cap Core Plus
CSM
$532M
$117K ﹤0.01%
5,892
+1,736
+42% +$34.4K
MTUM icon
1298
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$117K ﹤0.01%
+2,165
New +$116K
TRIB
1299
Trinity Biotech
TRIB
$9.03M
$117K ﹤0.01%
36
+3
+9% +$8.77K
ORAN
1300
DELISTED
Orange
ORAN
$117K ﹤0.01%
9,340
+3,452
+59% +$36.1K
50 51
52
53 54

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.