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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIAL icon
1251
Columbia Diversified Fixed Income Allocation ETF
DIAL
$389M
$734K 0.01%
+38,916
New +$735K
PWB icon
1252
Invesco Large Cap Growth ETF
PWB
$2.45B
$733K 0.01%
17,687
+1,795
+11% +$79.7K
MNDT
1253
DELISTED
Mandiant, Inc. Common Stock
MNDT
$732K 0.01%
45,126
+1,446
+3% +$26K
PNNT
1254
Pennant Park Investment Corp
PNNT
$251M
$728K 0.01%
114,352
-18,665
-14% -$133K
FPI
1255
Farmland Partners
FPI
$426M
$727K 0.01%
160,217
+8,449
+6% +$52.8K
AZO icon
1256
AutoZone
AZO
$49.7B
$726K 0.01%
867
+222
+34% +$178K
OTTR icon
1257
Otter Tail
OTTR
$3.91B
$726K 0.01%
14,612
+401
+3% +$19.1K
SEDG icon
1258
SolarEdge
SEDG
$1.97B
$725K 0.01%
20,632
-4,009
-16% -$154K
CRF
1259
Cornerstone Total Return Fund
CRF
$1.16B
$724K 0.01%
66,433
+7,681
+13% +$90.6K
SLQD icon
1260
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$724K 0.01%
14,637
-238
-2% -$11.8K
KSU
1261
DELISTED
Kansas City Southern
KSU
$724K 0.01%
7,574
+289
+4% +$29.3K
BBDC icon
1262
Barings BDC
BBDC
$984M
$723K 0.01%
80,225
-1,655
-2% -$16.3K
VOOG icon
1263
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$721K 0.01%
31,986
-133,440
-81% -$3.23M
DVN icon
1264
Devon Energy
DVN
$48.9B
$720K 0.01%
30,770
+4,041
+15% +$124K
SSNC icon
1265
SS&C Technologies
SSNC
$19.2B
$720K 0.01%
15,946
-815
-5% -$39.6K
FIW icon
1266
First Trust Water ETF
FIW
$1.92B
$717K 0.01%
16,317
+1,894
+13% +$88.4K
HFRO
1267
Highland Opportunities and Income Fund
HFRO
$398M
$716K 0.01%
55,977
+9,953
+22% +$146K
LULU icon
1268
lululemon athletica
LULU
$13.6B
$716K 0.01%
5,882
+1,670
+40% +$224K
CVY icon
1269
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$714K 0.01%
37,196
-3,785
-9% -$78.8K
COMT icon
1270
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$713K 0.01%
23,383
+11,090
+90% +$399K
CSB icon
1271
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
$713K 0.01%
+17,305
New +$756K
UFPI icon
1272
UFP Industries
UFPI
$5.03B
$712K 0.01%
27,419
+91
+0.3% +$2.62K
LKQ icon
1273
LKQ Corp
LKQ
$6.35B
$711K 0.01%
29,841
+6,130
+26% +$167K
APC
1274
DELISTED
Anadarko Petroleum
APC
$711K 0.01%
16,116
+1,267
+9% +$71.5K
SKT icon
1275
Tanger
SKT
$4.43B
$710K 0.01%
35,085
+5,422
+18% +$122K
49 50
51
52 53

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.