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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
W icon
1251
Wayfair
W
$13.9B
$820K 0.01%
5,556
-549
-9% -$69.8K
BBDC icon
1252
Barings BDC
BBDC
$987M
$819K 0.01%
81,880
+50,793
+163% +$557K
SYSB
1253
iShares Systematic Bond ETF
SYSB
$1.17B
$817K 0.01%
8,410
-11,852
-58% -$1.15M
LW icon
1254
Lamb Weston
LW
$7.39B
$817K 0.01%
12,286
-483
-4% -$33.1K
CSD icon
1255
Invesco S&P Spin-Off ETF
CSD
$235M
$816K 0.01%
14,870
+539
+4% +$29.6K
FAF icon
1256
First American
FAF
$7.56B
$816K 0.01%
15,826
+1,107
+8% +$60.6K
IQDF icon
1257
FlexShares International Quality Dividend Index Fund
IQDF
$1.18B
$816K 0.01%
33,956
-4,154
-11% -$101K
EBS icon
1258
Emergent Biosolutions
EBS
$230M
$814K 0.01%
12,376
-1,200
-9% -$70K
PW
1259
Power REIT
PW
$2.93M
$813K 0.01%
13,481
+843
+7% +$51.1K
TRIP icon
1260
TripAdvisor
TRIP
$1.29B
$813K 0.01%
15,913
+5,019
+46% +$274K
PSCC icon
1261
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$42.1M
$808K 0.01%
+28,989
New +$808K
SGDM icon
1262
Sprott Gold Miners ETF
SGDM
$653M
$808K 0.01%
51,765
+7,998
+18% +$137K
SLY
1263
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$808K 0.01%
10,720
-6,456
-38% -$489K
SPG icon
1264
Simon Property Group
SPG
$71.7B
$806K 0.01%
4,555
-45
-1% -$7.96K
AR icon
1265
Antero Resources
AR
$11.3B
$805K 0.01%
45,450
+933
+2% +$18.1K
FIZZ icon
1266
National Beverage
FIZZ
$2.93B
$805K 0.01%
13,864
+7,544
+119% +$423K
SEP
1267
DELISTED
Spectra Engy Parters Lp
SEP
$804K 0.01%
22,380
+5,361
+32% +$198K
MLPX icon
1268
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$800K 0.01%
19,956
+3,551
+22% +$146K
CRF
1269
Cornerstone Total Return Fund
CRF
$1.16B
$799K 0.01%
58,752
+34,634
+144% +$476K
APA icon
1270
APA Corp
APA
$14B
$798K 0.01%
16,724
-1,172
-7% -$52.7K
SYF icon
1271
Synchrony
SYF
$26.1B
$796K 0.01%
25,545
+282
+1% +$8.98K
GULF
1272
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$796K 0.01%
41,951
-2,398
-5% -$46.1K
HCA icon
1273
HCA Healthcare
HCA
$89.1B
$794K 0.01%
5,683
+1,609
+39% +$200K
IAT icon
1274
iShares US Regional Banks ETF
IAT
$689M
$793K 0.01%
16,185
-14,647
-48% -$749K
NANR icon
1275
State Street SPDR S&P North American Natural Resources ETF
NANR
$805M
$792K 0.01%
+22,879
New +$793K
49 50
51
52 53

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.