We are live on
!
Find out more
LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
| $16.4M | 0.23% |
673,814
-59,260
| -8% | -$1.42M |
|
102
SPDR Gold Trust
GLD
$142B
| $16.2M | 0.23% |
147,593
-27,925
| -16% | -$3.24M |
|
103
Bank of America
BAC
$442B
| $16.2M | 0.23% |
762,403
+16,839
| +2% | +$324K |
|
104
Merck
MRK
$318B
| $15.9M | 0.22% |
281,467
-4,385
| -2% | -$257K |
|
105
Cisco
CSCO
$479B
| $15.6M | 0.22% |
513,106
+54,625
| +12% | +$1.67M |
|
106
Costco
COST
$420B
| $15.5M | 0.22% |
96,612
+14,525
| +18% | +$2.22M |
|
107
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $15.4M | 0.21% |
340,236
-18,058
| -5% | -$806K |
|
108
Alphabet (Google) Class C
GOOG
$4.32T
| $15.4M | 0.21% |
398,340
+25,400
| +7% | +$989K |
|
109
Southern Company
SO
$107B
| $15M | 0.21% |
306,197
+4,517
| +1% | +$222K |
|
110
Walmart Inc
WMT
$890B
| $14.7M | 0.2% |
637,197
-25,092
| -4% | -$586K |
|
111
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
| $14.6M | 0.2% |
630,439
+262,225
| +71% | +$5.63M |
|
112
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $14.6M | 0.2% |
119,204
-12,363
| -9% | -$1.53M |
|
113
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
| $14.4M | 0.2% |
136,505
+44,741
| +49% | +$4.69M |
|
114
Vanguard Information Technology ETF
VGT
$149B
| $14.4M | 0.2% |
947,328
+71,728
| +8% | +$1.08M |
|
115
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
| $14.1M | 0.2% |
359,540
+20,288
| +6% | +$783K |
|
116
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
| $13.9M | 0.19% |
402,385
+306,024
| +318% | +$9.73M |
|
117
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
| $13.9M | 0.19% |
138,217
-7,406
| -5% | -$745K |
|
118
Kimberly-Clark
KMB
$36.5B
| $13.6M | 0.19% |
118,752
+252
| +0.2% | +$29.3K |
|
119
Schwab US Dividend Equity ETF
SCHD
$106B
| $13.5M | 0.19% |
932,040
+163,062
| +21% | +$2.32M |
|
120
Vanguard Consumer Staples ETF
VDC
$7.97B
| $13.2M | 0.18% |
98,576
-19,629
| -17% | -$2.62M |
|
121
Vanguard Energy ETF
VDE
$9.84B
| $13.1M | 0.18% |
125,298
+14,803
| +13% | +$1.48M |
|
122
Realty Income
O
$59.1B
| $13.1M | 0.18% |
234,285
+24,781
| +12% | +$1.39M |
|
|
123
Arbutus Biopharma
ABUS
$915M
| $13M | 0.18% |
5,294,945
+5,294,445
| +1,058,889% | +$15.4M |
|
124
Bristol-Myers Squibb
BMY
$132B
| $12.9M | 0.18% |
221,316
-46,423
| -17% | -$2.54M |
|
125
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $12.8M | 0.18% |
153,883
-2,405
| -2% | -$204K |
|
Similar funds
AG
EM
HAM
CM
TRAM
MP
CONA
CBU
Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.