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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
101
Alphabet (Google) Class C
GOOG
$4.32T
$8M 0.22%
275,534
+1,825
+0.7% +$52.8K
AGG icon
102
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.98M 0.22%
73,085
-3,780
-5% -$413K
SO icon
103
Southern Company
SO
$107B
$7.46M 0.2%
170,467
+9,860
+6% +$433K
XLF icon
104
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$7.41M 0.2%
364,333
-70,337
-16% -$1.42M
VHT icon
105
Vanguard Health Care ETF
VHT
$18.7B
$7.37M 0.2%
62,979
+6,542
+12% +$750K
IJR icon
106
iShares Core S&P Small-Cap ETF
IJR
$112B
$7.26M 0.2%
139,176
+6,442
+5% +$351K
DD
107
DELISTED
Du Pont De Nemours E I
DD
$7.19M 0.2%
105,476
+9,578
+10% +$603K
UWM icon
108
ProShares Ultra Russell2000
UWM
$245M
$7.06M 0.19%
372,448
-150,552
-29% -$3.12M
META icon
109
Meta Platforms (Facebook)
META
$1.51T
$7.06M 0.19%
89,278
+7,371
+9% +$541K
PEP icon
110
PepsiCo
PEP
$190B
$6.99M 0.19%
75,127
-1,635
-2% -$149K
EZU icon
111
iShare MSCI Eurozone ETF
EZU
$9.91B
$6.93M 0.19%
180,528
+171,507
+1,901% +$6.89M
GVI icon
112
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$6.87M 0.19%
62,208
+33,721
+118% +$3.73M
BAC icon
113
Bank of America
BAC
$442B
$6.78M 0.18%
397,719
-43,413
-10% -$691K
UNP icon
114
Union Pacific
UNP
$174B
$6.78M 0.18%
62,811
+5,216
+9% +$540K
IJT icon
115
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$6.6M 0.18%
118,900
+65,992
+125% +$3.85M
WMT icon
116
Walmart Inc
WMT
$890B
$6.47M 0.18%
254,058
+21,405
+9% +$540K
DIS icon
117
Walt Disney
DIS
$181B
$6.45M 0.18%
72,368
-436
-0.6% -$38.5K
IDV icon
118
iShares International Select Dividend ETF
IDV
$8.57B
$6.38M 0.17%
178,244
+60,460
+51% +$2.32M
O icon
119
Realty Income
O
$59.1B
$6.16M 0.17%
155,900
+24,954
+19% +$1.06M
VB icon
120
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$6.08M 0.17%
54,878
-5,193
-9% -$595K
VOO icon
121
Vanguard S&P 500 ETF
VOO
$1.03T
$5.94M 0.16%
32,888
+4,943
+18% +$896K
F icon
122
Ford
F
$55.7B
$5.92M 0.16%
399,070
-5,070
-1% -$86.6K
CWB icon
123
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$5.9M 0.16%
118,757
+22,326
+23% +$1.12M
EEP
124
DELISTED
Enbridge Energy Partners
EEP
$5.89M 0.16%
151,537
-11,438
-7% -$412K
SPLV icon
125
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$5.88M 0.16%
167,954
+30,620
+22% +$1.07M
3 4
5
6 7

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.