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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEL icon
1201
Exelixis
EXEL
$12.5B
$1.07M 0.01%
60,638
-23,182
-28% -$469K
PFXF icon
1202
VanEck Preferred Securities ex Financials ETF
PFXF
$2.49B
$1.07M 0.01%
52,794
+2,827
+6% +$56.5K
VONG icon
1203
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$1.07M 0.01%
26,104
-15,464
-37% -$637K
CDNS icon
1204
Cadence Design Systems
CDNS
$89.2B
$1.07M 0.01%
16,212
+474
+3% +$33.3K
FXI icon
1205
iShares China Large-Cap ETF
FXI
$4.16B
$1.07M 0.01%
26,805
-4,536
-14% -$184K
ZION icon
1206
Zions Bancorporation
ZION
$10.5B
$1.06M 0.01%
23,900
-10,205
-30% -$441K
JPC icon
1207
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.06M 0.01%
105,323
-18,105
-15% -$179K
PFL
1208
PIMCO Income Strategy Fund
PFL
$385M
$1.06M 0.01%
92,689
+1,183
+1% +$13.8K
HMOP icon
1209
Hartford Municipal Opportunities ETF
HMOP
$795M
$1.06M 0.01%
25,250
-5,250
-17% -$220K
IVOO icon
1210
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.95B
$1.06M 0.01%
16,218
-308
-2% -$20K
RSPU icon
1211
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$537M
$1.06M 0.01%
19,834
-2,584
-12% -$132K
SH icon
1212
ProShares Short S&P500
SH
$839M
$1.06M 0.01%
10,129
+6,097
+151% +$645K
UFPI icon
1213
UFP Industries
UFPI
$5.03B
$1.06M 0.01%
26,517
-453
-2% -$17.6K
CWCO icon
1214
Consolidated Water Co
CWCO
$502M
$1.05M 0.01%
63,997
-2,420
-4% -$35.5K
ULST icon
1215
State Street Ultra Short Term Bond ETF
ULST
$526M
$1.05M 0.01%
26,082
+11,858
+83% +$479K
HPE icon
1216
Hewlett Packard
HPE
$79.2B
$1.05M 0.01%
69,464
-814
-1% -$11.6K
CHKP icon
1217
Check Point Software Technologies
CHKP
$13.7B
$1.05M 0.01%
9,598
-402
-4% -$44.8K
DXCM icon
1218
DexCom
DXCM
$34.5B
$1.05M 0.01%
28,164
+3,492
+14% +$136K
SBI
1219
Western Asset Intermediate Muni Fund
SBI
$109M
$1.05M 0.01%
114,462
-1
-0% -$9
RPAI
1220
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.04M 0.01%
84,758
-5,273
-6% -$62K
HAL icon
1221
Halliburton
HAL
$27.4B
$1.04M 0.01%
55,413
+105
+0.2% +$2.17K
HCA icon
1222
HCA Healthcare
HCA
$89.1B
$1.04M 0.01%
8,648
-4,542
-34% -$587K
AGR
1223
DELISTED
Avangrid, Inc.
AGR
$1.04M 0.01%
19,983
+665
+3% +$33.4K
EWBC icon
1224
East-West Bancorp
EWBC
$18.6B
$1.04M 0.01%
23,383
-463
-2% -$20.3K
STOR
1225
DELISTED
STORE Capital Corporation
STOR
$1.03M 0.01%
27,663
-21,237
-43% -$760K
47 48
49
50 51

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HAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.