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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
1201
CBRE Global Real Estate Income Fund
IGR
$713M
$889K 0.01%
121,804
-8,900
-7% -$66.7K
CCD
1202
Calamos Dynamic Convertible & Income Fund
CCD
$758M
$888K 0.01%
40,879
+37,935
+1,289% +$838K
PMF
1203
DELISTED
PIMCO Municipal Income Fund
PMF
$888K 0.01%
68,532
-4,806
-7% -$63.7K
PNW icon
1204
Pinnacle West Capital
PNW
$12.2B
$888K 0.01%
11,238
-1,589
-12% -$128K
LLL
1205
DELISTED
L3 Technologies, Inc.
LLL
$886K 0.01%
4,173
+583
+16% +$121K
CORR
1206
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$883K 0.01%
23,504
+11,476
+95% +$435K
DBA icon
1207
Invesco DB Agriculture Fund
DBA
$1.23B
$882K 0.01%
52,184
-260,810
-83% -$4.5M
SPMD icon
1208
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$882K 0.01%
24,380
+22,059
+950% +$798K
JRO
1209
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$880K 0.01%
85,336
+11,552
+16% +$118K
MMT
1210
Aberdeen Multi-Market Income Fund
MMT
$243M
$879K 0.01%
159,091
-1,925
-1% -$10.8K
PJP icon
1211
Invesco Pharmaceuticals ETF
PJP
$498M
$876K 0.01%
11,921
-1,406
-11% -$101K
FT
1212
Franklin Universal Trust
FT
$198M
$872K 0.01%
131,141
-8,307
-6% -$56K
GEO icon
1213
The GEO Group
GEO
$4.02B
$870K 0.01%
34,557
+4,294
+14% +$110K
PEY icon
1214
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$869K 0.01%
48,413
+7,819
+19% +$141K
SBI
1215
Western Asset Intermediate Muni Fund
SBI
$108M
$868K 0.01%
102,624
+17,350
+20% +$149K
BSJM
1216
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$868K 0.01%
35,203
+12,917
+58% +$318K
DELL icon
1217
Dell
DELL
$320B
$866K 0.01%
31,845
-470
-1% -$12.5K
RVNU icon
1218
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$866K 0.01%
33,092
+3,128
+10% +$82.4K
TCBK icon
1219
TriCo Bancshares
TCBK
$1.85B
$864K 0.01%
22,371
+5,076
+29% +$196K
DWX icon
1220
State Street SPDR S&P International Dividend ETF
DWX
$529M
$863K 0.01%
22,746
-2,978
-12% -$115K
SSO icon
1221
ProShares Ultra S&P500
SSO
$8.51B
$863K 0.01%
54,104
+25,448
+89% +$388K
OTEX icon
1222
Open Text
OTEX
$5.98B
$862K 0.01%
22,677
+837
+4% +$32K
RSPU icon
1223
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$536M
$861K 0.01%
19,638
-1,038
-5% -$45.5K
KBWY icon
1224
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$859K 0.01%
25,469
+3,006
+13% +$106K
FAN icon
1225
First Trust Global Wind Energy ETF
FAN
$285M
$858K 0.01%
69,055
+28,823
+72% +$367K
47 48
49
50 51

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.