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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXB icon
1201
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$544K 0.01%
4,525
+2,263
+100% +$274K
TRMB icon
1202
Trimble
TRMB
$13.2B
$543K 0.01%
18,013
+9,224
+105% +$264K
PEGI
1203
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$543K 0.01%
28,591
-1,367
-5% -$28.1K
PNW icon
1204
Pinnacle West Capital
PNW
$12.2B
$542K 0.01%
6,960
+570
+9% +$42.7K
XYL icon
1205
Xylem
XYL
$28.3B
$542K 0.01%
10,933
-977
-8% -$49.5K
MFD
1206
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$541K 0.01%
47,462
-4,249
-8% -$49.1K
CHI
1207
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$540K 0.01%
53,523
+6,692
+14% +$66.6K
DOV icon
1208
Dover
DOV
$28B
$538K 0.01%
8,867
+149
+2% +$8.61K
HTGC icon
1209
Hercules Capital
HTGC
$3.11B
$538K 0.01%
38,219
+12,240
+47% +$167K
EQT icon
1210
EQT Corp
EQT
$33.8B
$535K 0.01%
14,713
-20
-0.1% -$743
AVAV icon
1211
AeroVironment
AVAV
$9.74B
$533K 0.01%
19,832
-1,306
-6% -$33.9K
ZTS icon
1212
Zoetis
ZTS
$29.9B
$532K 0.01%
9,941
+1,530
+18% +$77.8K
SPEM icon
1213
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$529K 0.01%
18,454
+4,770
+35% +$140K
BBH icon
1214
VanEck Biotech ETF
BBH
$430M
$528K 0.01%
4,910
-974
-17% -$106K
IFGL icon
1215
iShares International Developed Real Estate ETF
IFGL
$82.4M
$526K 0.01%
20,007
-8,549
-30% -$237K
RESP
1216
DELISTED
WisdomTree U.S. ESG Fund
RESP
$526K 0.01%
19,782
+2,100
+12% +$53.8K
SSRI
1217
DELISTED
Silver Standard Resources
SSRI
$526K 0.01%
59,043
+600
+1% +$6.07K
TCBK icon
1218
TriCo Bancshares
TCBK
$1.84B
$525K 0.01%
15,349
-671
-4% -$19.9K
DGS icon
1219
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$523K 0.01%
13,381
+162
+1% +$6.49K
IEV icon
1220
iShares Europe ETF
IEV
$1.7B
$523K 0.01%
13,462
-116
-0.9% -$4.43K
ACP
1221
abrdn Income Credit Strategies Fund
ACP
$644M
$521K 0.01%
40,051
+2,583
+7% +$32.1K
LTC
1222
LTC Properties
LTC
$2.09B
$521K 0.01%
11,063
+428
+4% +$20.2K
EA
1223
DELISTED
Electronic Arts
EA
$520K 0.01%
6,594
+1,214
+23% +$97.6K
DNKN
1224
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$520K 0.01%
9,901
+155
+2% +$7.98K
PEBO icon
1225
Peoples Bancorp
PEBO
$1.48B
$519K 0.01%
16,000
-6,944
-30% -$192K
47 48
49
50 51

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.