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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXI icon
1151
Invesco Dorsey Wright Energy Momentum ETF
PXI
$53.9M
$603K 0.01%
13,862
+10,893
+367% +$460K
ACSF
1152
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$603K 0.01%
50,700
+4,300
+9% +$49.2K
FLRN icon
1153
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$602K 0.01%
19,681
+461
+2% +$14.1K
JPC icon
1154
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$601K 0.01%
61,033
+29,529
+94% +$283K
BF.B icon
1155
Brown-Forman Class B
BF.B
$12.8B
$599K 0.01%
20,811
-553
-3% -$16.2K
FT
1156
Franklin Universal Trust
FT
$198M
$598K 0.01%
89,585
+4,000
+5% +$26.3K
UGE icon
1157
ProShares Ultra Consumer Staples
UGE
$9.84M
$597K 0.01%
64,852
-9,960
-13% -$91.5K
MT icon
1158
ArcelorMittal
MT
$56.1B
$596K 0.01%
27,165
+16,916
+165% +$360K
SMOG icon
1159
VanEck Low Carbon Energy ETF
SMOG
$137M
$592K 0.01%
11,732
+183
+2% +$9.3K
PXF icon
1160
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.97B
$589K 0.01%
15,679
+1,418
+10% +$52.3K
CLF icon
1161
Cleveland-Cliffs
CLF
$6.97B
$588K 0.01%
69,918
-1,660
-2% -$12.5K
AMTD
1162
DELISTED
TD Ameritrade Holding Corp
AMTD
$588K 0.01%
13,411
+2,745
+26% +$107K
NEM icon
1163
Newmont
NEM
$125B
$586K 0.01%
17,217
-12,964
-43% -$443K
HIG icon
1164
Hartford Financial Services
HIG
$38.2B
$585K 0.01%
12,337
-1,473
-11% -$67.5K
IDXX icon
1165
Idexx Laboratories
IDXX
$45.6B
$585K 0.01%
5,020
+2,111
+73% +$241K
PNNT
1166
Pennant Park Investment Corp
PNNT
$243M
$585K 0.01%
76,388
+4,640
+6% +$35.2K
RSX
1167
DELISTED
VanEck Russia ETF
RSX
$585K 0.01%
27,573
-6,107
-18% -$118K
NEA icon
1168
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$583K 0.01%
43,875
+13,901
+46% +$188K
DFP
1169
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$580K 0.01%
24,412
+991
+4% +$23.4K
HP icon
1170
Helmerich & Payne
HP
$4.18B
$579K 0.01%
7,508
+5,800
+340% +$412K
DBEM icon
1171
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$109M
$578K 0.01%
+30,030
New +$588K
NSH
1172
DELISTED
NuStar GP Holdings LLC
NSH
$577K 0.01%
20,193
-1,209
-6% -$31K
CLB icon
1173
Core Laboratories
CLB
$561M
$576K 0.01%
4,794
+2,295
+92% +$254K
IBND icon
1174
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$576K 0.01%
17,421
– –
ONTO icon
1175
Onto Innovation
ONTO
$20.8B
$576K 0.01%
23,000
+18,000
+360% +$412K
45 46
47
48 49

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.