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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMD
1101
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.03M 0.01%
52,667
+7,685
+17% +$151K
OCSI
1102
DELISTED
Oaktree Strategic Income Corporation
OCSI
$1.03M 0.01%
119,505
+15,640
+15% +$134K
MPA icon
1103
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$1.03M 0.01%
80,098
+3,802
+5% +$50K
KXI icon
1104
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.03M 0.01%
20,431
+8,915
+77% +$448K
MMU
1105
Western Asset Managed Municipals Fund
MMU
$553M
$1.02M 0.01%
84,631
+7,875
+10% +$99.4K
HYT icon
1106
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.02M 0.01%
97,233
-50,762
-34% -$537K
SUN icon
1107
Sunoco
SUN
$13.9B
$1.02M 0.01%
34,614
-1,397
-4% -$37.6K
IEX icon
1108
IDEX
IEX
$17.5B
$1.02M 0.01%
6,756
-471
-7% -$70.2K
NEA icon
1109
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$1.02M 0.01%
80,296
-10,045
-11% -$130K
FPI
1110
Farmland Partners
FPI
$424M
$1.02M 0.01%
151,768
-30,435
-17% -$209K
CQP icon
1111
Cheniere Energy
CQP
$32.6B
$1.01M 0.01%
25,648
+3,768
+17% +$142K
RIG icon
1112
Transocean
RIG
$6.38B
$1.01M 0.01%
72,437
+8,817
+14% +$109K
VRTX icon
1113
Vertex Pharmaceuticals
VRTX
$134B
$1.01M 0.01%
5,241
+516
+11% +$91.9K
PANW icon
1114
Palo Alto Networks
PANW
$312B
$1.01M 0.01%
26,886
-12,690
-32% -$462K
MSB
1115
Mesabi Trust
MSB
$312M
$1.01M 0.01%
37,985
-800
-2% -$21.8K
MYD
1116
DELISTED
BlackRock MuniYield Fund
MYD
$1.01M 0.01%
76,554
+16,953
+28% +$231K
PTNQ icon
1117
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$1M 0.01%
27,809
+25,437
+1,072% +$893K
APC
1118
DELISTED
Anadarko Petroleum
APC
$1M 0.01%
14,849
+532
+4% +$35.9K
DRI icon
1119
Darden Restaurants
DRI
$25B
$1M 0.01%
9,060
+1,130
+14% +$127K
GNMA icon
1120
iShares GNMA Bond ETF
GNMA
$432M
$1M 0.01%
20,788
-21,157
-50% -$1.02M
ALE
1121
DELISTED
Allete
ALE
$1M 0.01%
13,348
-625
-4% -$48K
ATCO
1122
DELISTED
Atlas Corp.
ATCO
$993K 0.01%
119,179
+16,975
+17% +$153K
G icon
1123
Genpact
G
$5.61B
$992K 0.01%
32,419
+2,949
+10% +$89.5K
PNNT
1124
Pennant Park Investment Corp
PNNT
$245M
$992K 0.01%
133,017
+65,828
+98% +$495K
NFG icon
1125
National Fuel Gas
NFG
$7.7B
$991K 0.01%
17,673
+2,050
+13% +$113K
43 44
45
46 47

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.