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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIT icon
1101
Global X Lithium & Battery Tech ETF
LIT
$1.61B
$957K 0.01%
24,691
+12,448
+102% +$490K
MKL icon
1102
Markel Group
MKL
$23B
$957K 0.01%
841
+35
+4% +$38.3K
SNAP icon
1103
Snap
SNAP
$9.06B
$955K 0.01%
65,345
+768
+1% +$11.2K
SKT icon
1104
Tanger
SKT
$4.43B
$952K 0.01%
35,945
+14,557
+68% +$360K
KMX icon
1105
CarMax
KMX
$8.43B
$951K 0.01%
14,826
-649
-4% -$46.3K
G icon
1106
Genpact
G
$5.75B
$950K 0.01%
29,913
+5,970
+25% +$185K
KEY icon
1107
KeyCorp
KEY
$24.3B
$948K 0.01%
47,037
+4,795
+11% +$90.4K
IGR
1108
CBRE Global Real Estate Income Fund
IGR
$707M
$947K 0.01%
119,581
-13,567
-10% -$106K
BSX icon
1109
Boston Scientific
BSX
$73.2B
$944K 0.01%
37,970
+1,205
+3% +$33.2K
DPG
1110
Duff & Phelps Utility and Infrastructure Fund
DPG
$520M
$944K 0.01%
60,756
+11,625
+24% +$183K
CPRI icon
1111
Capri Holdings
CPRI
$1.74B
$943K 0.01%
14,977
+13,694
+1,067% +$751K
FT
1112
Franklin Universal Trust
FT
$197M
$942K 0.01%
131,361
-4,411
-3% -$32K
NTAP icon
1113
NetApp
NTAP
$39.4B
$942K 0.01%
17,047
-7,661
-31% -$385K
GRES
1114
DELISTED
IQ ARB Global Resources
GRES
$939K 0.01%
32,849
-1,641
-5% -$45.1K
CHW
1115
Calamos Global Dynamic Income Fund
CHW
$552M
$933K 0.01%
102,772
-31,089
-23% -$283K
FLR icon
1116
Fluor
FLR
$7.51B
$932K 0.01%
18,033
+6,358
+54% +$296K
EWG icon
1117
iShares MSCI Germany ETF
EWG
$1.67B
$931K 0.01%
28,174
+17,958
+176% +$591K
EME icon
1118
Emcor
EME
$36.1B
$927K 0.01%
11,335
+133
+1% +$10.3K
CC icon
1119
Chemours
CC
$2.22B
$926K 0.01%
18,486
+1,468
+9% +$76.9K
ETW
1120
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$924K 0.01%
77,503
+1,294
+2% +$15.3K
HYI
1121
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$923K 0.01%
60,982
+21,619
+55% +$331K
IEO icon
1122
iShares US Oil & Gas Exploration & Production ETF
IEO
$565M
$922K 0.01%
14,190
+1,140
+9% +$68.9K
SAP icon
1123
SAP
SAP
$240B
$922K 0.01%
8,202
+316
+4% +$35.7K
VRSK icon
1124
Verisk Analytics
VRSK
$23.7B
$920K 0.01%
9,589
+620
+7% +$56.1K
PFXF icon
1125
VanEck Preferred Securities ex Financials ETF
PFXF
$2.46B
$918K 0.01%
46,715
+9,491
+25% +$189K
43 44
45
46 47

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.