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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJP icon
1051
Invesco Pharmaceuticals ETF
PJP
$501M
$755K 0.01%
12,847
-6,540
-34% -$382K
GNTX icon
1052
Gentex
GNTX
$5.02B
$751K 0.01%
35,208
+5,584
+19% +$117K
SBI
1053
Western Asset Intermediate Muni Fund
SBI
$108M
$750K 0.01%
78,642
– –
TEL icon
1054
TE Connectivity
TEL
$62B
$748K 0.01%
10,026
+2,858
+40% +$210K
FT
1055
Franklin Universal Trust
FT
$197M
$746K 0.01%
106,822
+17,237
+19% +$119K
NUV icon
1056
Nuveen Municipal Value Fund
NUV
$1.91B
$746K 0.01%
76,299
+4,588
+6% +$44.5K
SUSA icon
1057
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$746K 0.01%
15,186
+3,928
+35% +$189K
ETW
1058
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$745K 0.01%
68,393
-1,188
-2% -$12.7K
RUTH
1059
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$743K 0.01%
37,070
-20
-0.1% -$360
UN
1060
DELISTED
Unilever NV New York Registry Shares
UN
$743K 0.01%
14,953
-162
-1% -$7.26K
FEMS icon
1061
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$252M
$742K 0.01%
20,381
+3,428
+20% +$117K
XNTK icon
1062
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$742K 0.01%
10,780
+3,518
+48% +$232K
FTA icon
1063
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$740K 0.01%
15,019
-2,392
-14% -$116K
RWM icon
1064
ProShares Short Russell2000
RWM
$101M
$740K 0.01%
15,531
+118
+0.8% +$5.68K
DRE
1065
DELISTED
Duke Realty Corp.
DRE
$740K 0.01%
28,144
+3,265
+13% +$84K
CSQ icon
1066
Calamos Strategic Total Return Fund
CSQ
$3.37B
$739K 0.01%
66,215
-15,631
-19% -$171K
NTG
1067
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$739K 0.01%
3,562
+42
+1% +$8.46K
CAH icon
1068
Cardinal Health
CAH
$55.5B
$738K 0.01%
9,114
+466
+5% +$36.7K
SU icon
1069
Suncor Energy
SU
$73.4B
$738K 0.01%
23,987
+2,685
+13% +$84.6K
NTAP icon
1070
NetApp
NTAP
$39B
$737K 0.01%
17,630
-2,689
-13% -$106K
VVR icon
1071
Invesco Senior Income Trust
VVR
$459M
$737K 0.01%
159,105
+9,410
+6% +$43.8K
RESP
1072
DELISTED
WisdomTree U.S. ESG Fund
RESP
$735K 0.01%
26,352
+6,570
+33% +$181K
DZK
1073
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$734K 0.01%
13,125
-743
-5% -$38.3K
BHP icon
1074
BHP
BHP
$230B
$733K 0.01%
22,621
-4,220
-16% -$146K
FL
1075
DELISTED
Foot Locker
FL
$732K 0.01%
9,782
+56
+0.6% +$4.04K
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.