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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
1001
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$309K 0.01%
22,552
-1,948
-8% -$27K
EDU icon
1002
New Oriental
EDU
$8.84B
$307K 0.01%
13,458
-300
-2% -$6.69K
EMN icon
1003
Eastman Chemical
EMN
$8.55B
$306K 0.01%
3,785
+504
+15% +$42.1K
VMI icon
1004
Valmont Industries
VMI
$9.52B
$305K 0.01%
2,258
+558
+33% +$80.1K
SU icon
1005
Suncor Energy
SU
$74B
$304K 0.01%
8,397
-2,396
-22% -$96.2K
RFMD
1006
DELISTED
RF MICRO DEVICES INC
RFMD
$304K 0.01%
26,317
-6,016
-19% -$67.8K
RVT icon
1007
Royce Value Trust
RVT
$2.3B
$303K 0.01%
20,928
+2,514
+14% +$39K
VNDA icon
1008
Vanda Pharmaceuticals
VNDA
$298M
$303K 0.01%
29,175
– –
HIO
1009
Western Asset High Income Opportunity Fund
HIO
$340M
$302K 0.01%
52,140
-891
-2% -$5.28K
PGR icon
1010
Progressive
PGR
$123B
$302K 0.01%
11,963
-1,477
-11% -$36.4K
WBK
1011
DELISTED
Westpac Banking Corporation
WBK
$302K 0.01%
10,736
+1,550
+17% +$48.8K
NXP icon
1012
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$301K 0.01%
21,800
+8,750
+67% +$121K
KBWD icon
1013
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$300K 0.01%
12,086
+414
+4% +$10.7K
ETP
1014
DELISTED
Energy Transfer Partners, L.P.
ETP
$300K 0.01%
6,224
+424
+7% +$20.1K
HUN icon
1015
Huntsman Corp
HUN
$1.83B
$299K 0.01%
11,519
-119
-1% -$3.24K
RF icon
1016
Regions Financial
RF
$26.9B
$299K 0.01%
29,757
-2,580
-8% -$26.3K
UHAL icon
1017
U-Haul Holding Co
UHAL
$14.3B
$298K 0.01%
11,360
-240
-2% -$6.64K
FEN
1018
DELISTED
First Trust Energy Income and Growth Fund
FEN
$298K 0.01%
8,110
+57
+0.7% +$2.08K
VALE icon
1019
Vale
VALE
$60.9B
$296K 0.01%
26,891
-88,792
-77% -$1.19M
MLPN
1020
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$296K 0.01%
8,240
-655
-7% -$23.4K
FNX icon
1021
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$295K 0.01%
5,866
-694
-11% -$36.2K
CTP
1022
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
$295K 0.01%
18,919
+550
+3% +$8.16K
CMCSK
1023
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$295K 0.01%
5,484
+529
+11% +$28.5K
GTU
1024
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$294K 0.01%
7,105
-317
-4% -$14.3K
PFL
1025
PIMCO Income Strategy Fund
PFL
$388M
$293K 0.01%
24,459
+8,132
+50% +$99.5K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.