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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPM icon
976
RPM International
RPM
$14.8B
$1.49M 0.01%
21,721
-163
-0.7% -$10.8K
VTA
977
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.49M 0.01%
135,474
+49,172
+57% +$542K
SURE icon
978
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.48M 0.01%
21,366
-864
-4% -$59.8K
VRTX icon
979
Vertex Pharmaceuticals
VRTX
$134B
$1.48M 0.01%
8,770
+3,683
+72% +$652K
BCE icon
980
BCE
BCE
$21.5B
$1.48M 0.01%
30,593
-7,250
-19% -$339K
SDCI icon
981
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$599M
$1.48M 0.01%
83,153
+2,793
+3% +$50K
AZO icon
982
AutoZone
AZO
$49.5B
$1.48M 0.01%
1,364
+35
+3% +$39.2K
KLAC icon
983
KLA
KLAC
$271B
$1.48M 0.01%
92,740
+20,960
+29% +$293K
GGM
984
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.48M 0.01%
73,835
+10,645
+17% +$216K
ACR
985
ACRES Commercial Realty
ACR
$101M
$1.47M 0.01%
43,180
+433
+1% +$14.8K
CUZ icon
986
Cousins Properties
CUZ
$4.84B
$1.47M 0.01%
39,178
-4,492
-10% -$160K
EDV icon
987
Vanguard World Funds Extended Duration ETF
EDV
$3.48B
$1.47M 0.01%
10,408
-1,105
-10% -$150K
NS
988
DELISTED
NuStar Energy L.P.
NS
$1.47M 0.01%
51,786
+296
+0.6% +$8.25K
AEM icon
989
Agnico Eagle Mines
AEM
$94.4B
$1.46M 0.01%
27,308
+3,172
+13% +$180K
HISF icon
990
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$1.46M 0.01%
28,801
+4,548
+19% +$230K
PHYS icon
991
Sprott Physical Gold
PHYS
$16B
$1.46M 0.01%
123,731
-34,585
-22% -$409K
FDHY icon
992
Fidelity High Yield Factor ETF
FDHY
$584M
$1.46M 0.01%
27,730
+10,960
+65% +$575K
HYT icon
993
BlackRock Corporate High Yield Fund
HYT
$1.38B
$1.46M 0.01%
135,954
+14,345
+12% +$153K
TTC icon
994
Toro Company
TTC
$9.31B
$1.46M 0.01%
19,904
-694
-3% -$49.6K
DWAQ
995
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
$1.46M 0.01%
13,543
+11,677
+626% +$1.37M
TRGP icon
996
Targa Resources
TRGP
$57.5B
$1.46M 0.01%
36,320
+236
+0.7% +$9.01K
IAT icon
997
iShares US Regional Banks ETF
IAT
$682M
$1.46M 0.01%
31,295
+4,401
+16% +$200K
MDB icon
998
MongoDB
MDB
$35.3B
$1.45M 0.01%
12,041
+2,750
+30% +$397K
AJG icon
999
Arthur J. Gallagher & Co
AJG
$65.1B
$1.45M 0.01%
16,202
+2,511
+18% +$226K
IBUY icon
1000
Amplify Online Retail ETF
IBUY
$125M
$1.45M 0.01%
30,989
+539
+2% +$26.6K
38 39
40
41 42

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.