We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPX icon
976
Louisiana-Pacific
LPX
$5.28B
$329K 0.01%
24,200
-7,625
-24% -$108K
PFG icon
977
Principal Financial Group
PFG
$24.2B
$329K 0.01%
6,276
+181
+3% +$9.47K
RYN icon
978
Rayonier
RYN
$6.45B
$328K 0.01%
11,627
+5,157
+80% +$158K
CEN
979
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$328K 0.01%
1,676
+26
+2% +$5.1K
GOV
980
DELISTED
Government Properties Income Trust
GOV
$328K 0.01%
14,952
-395
-3% -$9.39K
AOK icon
981
iShares Core Conservative Allocation ETF
AOK
$791M
$326K 0.01%
10,042
– –
DINO icon
982
HF Sinclair
DINO
$15.2B
$324K 0.01%
7,419
-4,055
-35% -$189K
AZUR
983
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$324K 0.01%
15,170
+12,630
+497% +$262K
CNP icon
984
CenterPoint Energy
CNP
$26.5B
$323K 0.01%
13,220
+4,800
+57% +$118K
VTN icon
985
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$323K 0.01%
24,120
+8,252
+52% +$113K
ISCV icon
986
iShares Morningstar Small-Cap Value ETF
ISCV
$705M
$322K 0.01%
8,082
-552
-6% -$23K
OVV icon
987
Ovintiv
OVV
$17.6B
$322K 0.01%
3,036
+1,093
+56% +$120K
GPC icon
988
Genuine Parts
GPC
$18.6B
$321K 0.01%
3,657
-84
-2% -$7.29K
SWN
989
DELISTED
Southwestern Energy Company
SWN
$320K 0.01%
9,161
-397
-4% -$15.9K
IUSV icon
990
iShares Core S&P US Value ETF
IUSV
$27.8B
$319K 0.01%
7,329
+294
+4% +$12.9K
KW
991
DELISTED
Kennedy-Wilson Holdings
KW
$319K 0.01%
13,302
+10,359
+352% +$262K
FDN icon
992
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$318K 0.01%
5,227
-48
-0.9% -$2.91K
TEG
993
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$318K 0.01%
4,902
-150
-3% -$10.1K
VVC
994
DELISTED
Vectren Corporation
VVC
$314K 0.01%
7,877
-17
-0.2% -$682
PICB icon
995
Invesco International Corporate Bond ETF
PICB
$361M
$313K 0.01%
10,768
-144
-1% -$4.32K
PCN
996
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$312K 0.01%
19,796
– –
RCL icon
997
Royal Caribbean
RCL
$82.1B
$312K 0.01%
4,658
-354
-7% -$22K
SUNS
998
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$311K 0.01%
20,199
+318
+2% +$5.15K
GEN icon
999
Gen Digital
GEN
$17.4B
$310K 0.01%
13,198
-469
-3% -$11.2K
ERC
1000
Allspring Multi-Sector Income Fund
ERC
$261M
$309K 0.01%
22,161
+543
+3% +$7.91K
38 39
40
41 42

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.