We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
951
Allspring Income Opportunities Fund
EAD
$379M
$1.21M 0.01%
143,397
+41,211
+40% +$350K
BPL
952
DELISTED
Buckeye Partners, L.P.
BPL
$1.2M 0.01%
24,288
+2,970
+14% +$151K
MIC
953
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.2M 0.01%
18,713
+4,031
+27% +$273K
AABA
954
DELISTED
Altaba Inc
AABA
$1.2M 0.01%
17,189
+9,560
+125% +$665K
DIG icon
955
ProShares Ultra Energy
DIG
$74M
$1.2M 0.01%
24,238
-346
-1% -$15.5K
ECL icon
956
Ecolab
ECL
$79.9B
$1.2M 0.01%
8,940
+321
+4% +$42.7K
BKE icon
957
Buckle
BKE
$2.37B
$1.2M 0.01%
50,486
-1,085
-2% -$21.4K
PSK icon
958
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$1.19M 0.01%
26,879
+10,493
+64% +$468K
RSO
959
DELISTED
Resource Capital Corp.
RSO
$1.18M 0.01%
126,316
+4,398
+4% +$44K
FCOR icon
960
Fidelity Corporate Bond ETF
FCOR
$353M
$1.18M 0.01%
23,199
+2,987
+15% +$152K
RY icon
961
Royal Bank of Canada
RY
$293B
$1.18M 0.01%
14,481
+163
+1% +$12.9K
SGDM icon
962
Sprott Gold Miners ETF
SGDM
$662M
$1.18M 0.01%
57,074
+4,616
+9% +$93.8K
RSPM icon
963
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$1.18M 0.01%
52,390
+1,810
+4% +$39.1K
PEN icon
964
Penumbra
PEN
$12.8B
$1.18M 0.01%
12,544
+680
+6% +$67.4K
NDAQ icon
965
Nasdaq
NDAQ
$52.9B
$1.18M 0.01%
46,068
-2,610
-5% -$65.9K
SABA
966
Saba Capital Income & Opportunities Fund II
SABA
$223M
$1.18M 0.01%
91,203
+32,637
+56% +$429K
IDOG icon
967
ALPS International Sector Dividend Dogs ETF
IDOG
$566M
$1.18M 0.01%
41,128
+6,969
+20% +$197K
TTC icon
968
Toro Company
TTC
$9.49B
$1.17M 0.01%
17,991
-161
-0.9% -$10.2K
X
969
DELISTED
US Steel
X
$1.17M 0.01%
33,262
+5,741
+21% +$167K
KNOW
970
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$1.17M 0.01%
28,255
+2,800
+11% +$117K
CIM
971
Chimera Investment
CIM
$1B
$1.17M 0.01%
21,061
+3,171
+18% +$178K
IFLN
972
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$1.17M 0.01%
61,537
-8,323
-12% -$158K
HFWA icon
973
Heritage Financial
HFWA
$1.21B
$1.16M 0.01%
37,792
-1,242
-3% -$38.2K
EXPD icon
974
Expeditors International
EXPD
$23.2B
$1.16M 0.01%
17,933
-1,470
-8% -$90.1K
IGHG icon
975
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$1.16M 0.01%
15,049
+3,430
+30% +$264K
37 38
39
40 41

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.