We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDU icon
951
iShares US Utilities ETF
IDU
$1.37B
$815K 0.01%
13,372
-6,776
-34% -$406K
GBAB
952
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$814K 0.01%
38,562
-3,654
-9% -$79K
CRI icon
953
Carter's
CRI
$1.46B
$813K 0.01%
9,416
-3,399
-27% -$304K
PW
954
Power REIT
PW
$2.94M
$811K 0.01%
11,559
-12
-0.1% -$968
NYRT
955
DELISTED
New York REIT, Inc.
NYRT
$810K 0.01%
8,040
-30
-0.4% -$2.88K
CSL icon
956
Carlisle Companies
CSL
$15.5B
$808K 0.01%
7,388
-641
-8% -$70K
WAIR
957
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$807K 0.01%
54,000
-507
-0.9% -$7.11K
FEP icon
958
First Trust Europe AlphaDEX Fund
FEP
$532M
$805K 0.01%
27,587
-10,180
-27% -$291K
MU icon
959
Micron Technology
MU
$981B
$805K 0.01%
37,266
-14,595
-28% -$274K
B
960
Barrick Mining
B
$67.2B
$801K 0.01%
50,139
-827
-2% -$13.1K
SIRE
961
DELISTED
Sisecam Resources LP
SIRE
$801K 0.01%
27,620
-930
-3% -$28.4K
IGR
962
CBRE Global Real Estate Income Fund
IGR
$702M
$800K 0.01%
109,066
-35,979
-25% -$270K
BGS icon
963
B&G Foods
BGS
$277M
$797K 0.01%
18,078
-4,513
-20% -$200K
FTA icon
964
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$796K 0.01%
17,411
+2,080
+14% +$93.3K
IGE icon
965
iShares North American Natural Resources ETF
IGE
$784M
$795K 0.01%
22,449
-1,405
-6% -$48.9K
JRO
966
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$795K 0.01%
65,192
+14,181
+28% +$163K
MGV icon
967
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$793K 0.01%
11,821
+2,232
+23% +$144K
INDA icon
968
iShares MSCI India ETF
INDA
$6.6B
$792K 0.01%
29,577
+3,509
+13% +$97.6K
FUTY icon
969
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$789K 0.01%
24,981
-201,118
-89% -$6.23M
AZN icon
970
AstraZeneca
AZN
$246B
$788K 0.01%
14,322
-297
-2% -$16.9K
GDV icon
971
Gabelli Dividend & Income Trust
GDV
$2.67B
$788K 0.01%
39,924
+4,845
+14% +$93.8K
DBE icon
972
Invesco DB Energy Fund
DBE
$91.6M
$787K 0.01%
63,518
– –
IGF icon
973
iShares Global Infrastructure ETF
IGF
$10.7B
$787K 0.01%
20,129
+11,018
+121% +$434K
PWP
974
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$786K 0.01%
25,238
+3
+0% +$93
SCD
975
LMP Capital and Income Fund
SCD
$360M
$785K 0.01%
59,036
+37,791
+178% +$491K
37 38
39
40 41

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.