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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLT icon
901
Hilton Worldwide
HLT
$70.8B
$1.67M 0.01%
17,983
-122
-0.7% -$11.6K
TD icon
902
Toronto Dominion Bank
TD
$201B
$1.67M 0.01%
28,684
+137
+0.5% +$7.79K
BSCN
903
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.67M 0.01%
78,287
-23,201
-23% -$492K
CACI icon
904
CACI
CACI
$14.8B
$1.67M 0.01%
7,201
-90
-1% -$19.4K
MMD
905
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.66M 0.01%
79,273
-3,513
-4% -$73.2K
VPL icon
906
Vanguard FTSE Pacific ETF
VPL
$8.42B
$1.66M 0.01%
25,170
+394
+2% +$25.6K
HYEM icon
907
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$1.66M 0.01%
71,578
-4,099
-5% -$96K
IQI icon
908
Invesco Quality Municipal Securities
IQI
$534M
$1.66M 0.01%
129,662
-659
-0.5% -$8.39K
IFF icon
909
International Flavors & Fragrances
IFF
$21.7B
$1.65M 0.01%
13,476
+426
+3% +$54.4K
PFG icon
910
Principal Financial Group
PFG
$24.2B
$1.65M 0.01%
28,936
+1,810
+7% +$102K
QDEF icon
911
FlexShares Quality Dividend Defensive Index Fund
QDEF
$560M
$1.65M 0.01%
36,109
+1,252
+4% +$56.7K
AWR icon
912
American States Water
AWR
$3.47B
$1.65M 0.01%
18,321
-65
-0.4% -$5.46K
ADSK icon
913
Autodesk
ADSK
$53.1B
$1.65M 0.01%
11,148
-745
-6% -$116K
ITB icon
914
iShares US Home Construction ETF
ITB
$2.4B
$1.65M 0.01%
37,993
-50,410
-57% -$2.02M
GNW icon
915
Genworth Financial
GNW
$3.7B
$1.64M 0.01%
371,578
-846
-0.2% -$3.53K
WDAY icon
916
Workday
WDAY
$44.8B
$1.63M 0.01%
9,591
+1,046
+12% +$202K
VVR icon
917
Invesco Senior Income Trust
VVR
$460M
$1.63M 0.01%
388,212
+211,461
+120% +$887K
CSM icon
918
ProShares Large Cap Core Plus
CSM
$532M
$1.63M 0.01%
45,882
+13,374
+41% +$472K
NYF icon
919
iShares New York Muni Bond ETF
NYF
$1.41B
$1.62M 0.01%
28,349
+1,557
+6% +$89.2K
PID icon
920
Invesco International Dividend Achievers ETF
PID
$913M
$1.62M 0.01%
100,997
-2,170
-2% -$34.6K
KKR icon
921
KKR & Co
KKR
$99.6B
$1.62M 0.01%
60,277
-5,226
-8% -$138K
CORP icon
922
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$1.62M 0.01%
14,748
-1,700
-10% -$185K
FCX icon
923
Freeport-McMoran
FCX
$96.4B
$1.61M 0.01%
168,314
-13,403
-7% -$138K
SYSB
924
iShares Systematic Bond ETF
SYSB
$1.17B
$1.61M 0.01%
15,902
+2,714
+21% +$274K
URA icon
925
Global X Uranium ETF
URA
$6.3B
$1.61M 0.01%
146,404
+3,505
+2% +$38.6K
35 36
37
38 39

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.