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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KXI icon
901
iShares Global Consumer Staples ETF
KXI
$1.07B
$1.31M 0.01%
24,836
-840
-3% -$43.6K
CXO
902
DELISTED
CONCHO RESOURCES INC.
CXO
$1.31M 0.01%
8,746
+4,593
+111% +$639K
HXL icon
903
Hexcel
HXL
$7.82B
$1.31M 0.01%
21,176
-1,694
-7% -$103K
CVA
904
DELISTED
Covanta Holding Corporation
CVA
$1.31M 0.01%
77,414
-1,003
-1% -$15.5K
NOV icon
905
NOV
NOV
$7B
$1.3M 0.01%
36,110
-229
-0.6% -$7.75K
SHOP icon
906
Shopify
SHOP
$195B
$1.3M 0.01%
128,730
-6,670
-5% -$68.3K
GOF icon
907
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.29M 0.01%
60,035
+15,424
+35% +$331K
SPXH
908
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$1.29M 0.01%
35,416
+4,504
+15% +$160K
IGM icon
909
iShares Expanded Tech Sector ETF
IGM
$10.8B
$1.29M 0.01%
45,900
-2,868
-6% -$79.3K
GDO
910
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.29M 0.01%
71,681
+7,187
+11% +$130K
BLW icon
911
BlackRock Limited Duration Income Trust
BLW
$493M
$1.29M 0.01%
81,081
-11,864
-13% -$190K
TYG
912
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.29M 0.01%
11,084
-3,642
-25% -$391K
RWM icon
913
ProShares Short Russell2000
RWM
$100M
$1.29M 0.01%
30,467
+3,851
+14% +$166K
DVYE icon
914
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.29M 0.01%
30,749
+2,135
+7% +$88.6K
RESP
915
DELISTED
WisdomTree U.S. ESG Fund
RESP
$1.29M 0.01%
40,373
+248
+0.6% +$7.69K
J icon
916
Jacobs Solutions
J
$17B
$1.28M 0.01%
23,499
+379
+2% +$19.4K
IMCV icon
917
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.28M 0.01%
24,036
+1,998
+9% +$103K
BSCM
918
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.28M 0.01%
60,373
+13,090
+28% +$279K
PVH icon
919
PVH
PVH
$4.04B
$1.27M 0.01%
9,251
+463
+5% +$60.5K
BCS.PRD.CL
920
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$1.27M 0.01%
47,462
+4,639
+11% +$123K
SEIC icon
921
SEI Investments
SEIC
$12.6B
$1.26M 0.01%
17,577
-811
-4% -$54.3K
CHKP icon
922
Check Point Software Technologies
CHKP
$13.1B
$1.26M 0.01%
12,164
+294
+2% +$31.9K
TFCFA
923
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.25M 0.01%
36,336
+26,009
+252% +$776K
FRC
924
DELISTED
First Republic Bank
FRC
$1.25M 0.01%
14,459
+1,436
+11% +$136K
FITB
925
Fifth Third Bancorp
FITB
$51.8B
$1.25M 0.01%
41,158
+904
+2% +$26.4K
35 36
37
38 39

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.