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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNM icon
901
VanEck Vietnam ETF
VNM
$508M
$322K 0.01%
14,875
+11,780
+381% +$250K
ACET
902
DELISTED
Aceto Corp
ACET
$322K 0.01%
16,050
-80
-0.5% -$1.63K
NQU
903
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$322K 0.01%
24,256
+176
+0.7% +$2.3K
CB icon
904
Chubb
CB
$134B
$321K 0.01%
3,239
+624
+24% +$60.5K
CP icon
905
Canadian Pacific Kansas City
CP
$80.5B
$321K 0.01%
10,665
-185
-2% -$5.62K
RFG icon
906
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$359M
$321K 0.01%
12,985
+4,750
+58% +$116K
DFP
907
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$320K 0.01%
14,720
+12,320
+513% +$263K
RQI icon
908
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$319K 0.01%
30,272
-616
-2% -$6.19K
PMT
909
PennyMac Mortgage Investment
PMT
$830M
$318K 0.01%
13,312
+5
+0% +$118
NEM icon
910
Newmont
NEM
$123B
$317K 0.01%
13,536
+1,452
+12% +$34.6K
TRN icon
911
Trinity Industries
TRN
$2.3B
$317K 0.01%
12,223
-1,667
-12% -$38.5K
LQDT icon
912
Liquidity Services
LQDT
$1.3B
$315K 0.01%
12,100
+2,100
+21% +$51.1K
HIO
913
Western Asset High Income Opportunity Fund
HIO
$339M
$313K 0.01%
51,729
+6,097
+13% +$36.5K
RGP
914
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$312K 0.01%
11,475
+7,732
+207% +$207K
AOK icon
915
iShares Core Conservative Allocation ETF
AOK
$792M
$310K 0.01%
9,559
+325
+4% +$10.4K
CHRD icon
916
Chord Energy
CHRD
$7.65B
$309K 0.01%
7,405
-10,429
-58% -$441K
PXI icon
917
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54M
$309K 0.01%
5,341
-647
-11% -$35.3K
FDO
918
DELISTED
FAMILY DOLLAR STORES
FDO
$308K 0.01%
4,974
-41
-0.8% -$2.59K
AMRE
919
DELISTED
AMREIT INC NEW COM STK
AMRE
$308K 0.01%
18,571
-1,516
-8% -$25.1K
WR
920
DELISTED
Westar Energy Inc
WR
$308K 0.01%
8,769
-336
-4% -$11.3K
ILCV icon
921
iShares Morningstar Value ETF
ILCV
$1.35B
$307K 0.01%
7,528
+2,216
+42% +$88K
TXT icon
922
Textron
TXT
$15.2B
$307K 0.01%
7,811
+718
+10% +$26.8K
WBK
923
DELISTED
Westpac Banking Corporation
WBK
$307K 0.01%
9,571
-94
-1% -$2.76K
RAD
924
DELISTED
Rite Aid Corporation
RAD
$306K 0.01%
2,446
-128
-5% -$15.6K
FMX icon
925
Fomento Económico Mexicano
FMX
$40.2B
$305K 0.01%
3,273
+3,200
+4,384% +$286K
35 36
37
38 39

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.